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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

141 hedge funds and large institutions have $846M invested in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in 2019 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 34 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 34

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

12% more capital invested

Capital invested by funds: $758M → $846M (+$88.7M)

6% more funds holding

Funds holding: 133141 (+8)

1.37% less ownership

Funds ownership: 62.3%60.94% (-1.4%)

Holders
141
Holders Change
+8
Holders Change %
+6.02%
% of All Funds
3.09%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.15%
New
23
Increased
65
Reduced
34
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
76
Geneos Wealth Management
Colorado
$629K +$15.8K +327 +3%
KWM
77
Kingsview Wealth Management
Oregon
$627K +$425K +8,828 +212%
KA
78
Kovack Advisors
Florida
$611K -$8.29K -172 -1%
Baird Financial Group
79
Baird Financial Group
Wisconsin
$539K +$289K +6,001 +116%
VAS
80
Vestmark Advisory Solutions
Massachusetts
$532K -$12.3K -255 -2%
AAS
81
Avantax Advisory Services
Texas
$526K +$523K +10,864 New
APA
82
American Portfolios Advisors
New York
$507K +$313K +6,492 +162%
BCM
83
Bluefin Capital Management
New York
$493K +$492K +10,215 New
MA
84
Mutual Advisors
Nebraska
$481K -$545K -11,324 -53%
CCA
85
Clearwater Capital Advisors
Illinois
$468K -$98.9K -2,054 -17%
FTUS
86
Flow Traders U.S.
New York
$460K +$203K +4,214 +79%
M&T Bank
87
M&T Bank
New York
$420K +$419K +8,708 New
Susquehanna International Group
88
Susquehanna International Group
Pennsylvania
$404K +$404K +8,377 New
WIA
89
Wealthstreet Investment Advisors
Texas
$389K +$388K +8,064 New
AIC
90
Ameritas Investment Company
Nebraska
$358K +$102K +2,125 +40%
DI
91
DFPG Investments
Utah
$353K +$1.64K +34 +0.5%
FFG
92
Frisch Financial Group
New York
$327K +$4.29K +89 +1%
UCFA
93
United Capital Financial Advisors
Texas
$315K +$314K +6,528 New
SPC
94
Sigma Planning Corp
Michigan
$313K +$103K +2,139 +49%
ASN
95
Advisory Services Network
Georgia
$302K
SG
96
StoneX Group
New York
$295K +$87.2K +1,811 +42%
Cetera Investment Advisers
97
Cetera Investment Advisers
Illinois
$280K -$1.11K -23 -0.4%
1IA
98
1834 Investment Advisors
Wisconsin
$278K
OC
99
Oppenheimer & Co
New York
$275K +$274K +5,694 New
FHC
100
First Heartland Consultants
Missouri
$272K +$272K +5,642 New

HYLS Hedge Fund Activity: Q3 2019 in Review

141 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) for Q3 2019, worth a combined $846M — up 12% from $758M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new HYLS positions and 15 closed out — a net gain of 8 holders — while 65 added to existing stakes and 34 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.2M. The largest seller was LVZ Inc, cutting an estimated $16.4M.

  • 141 institutional investors held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) as of Q3 2019, up from 133 in Q2 2019.
  • Funds reported $846M of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF stock for Q3 2019, up 12% quarter-over-quarter.
  • 23 funds opened new First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF positions in Q3 2019 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF buyer in Q3 2019 was Morgan Stanley, an estimated $26.2M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF seller in Q3 2019 was LVZ Inc, an estimated $16.4M sold.

Based on aggregated 13F filings for Q3 2019.