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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

141 hedge funds and large institutions have $846M invested in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in 2019 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 34 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 34

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

12% more capital invested

Capital invested by funds: $758M → $846M (+$88.7M)

6% more funds holding

Funds holding: 133141 (+8)

1.37% less ownership

Funds ownership: 62.3%60.94% (-1.4%)

Holders
141
Holders Change
+8
Holders Change %
+6.02%
% of All Funds
3.09%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.15%
New
23
Increased
65
Reduced
34
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIA
51
Capital Investment Advisors
Georgia
$1.35M -$50K -1,039 -4%
FAIM
52
Financial Advocates Investment Management
Washington
$1.35M +$815K +16,917 +163%
LI
53
LVZ Inc
Michigan
$1.34M -$16.4M -339,678 -92%
SS
54
Simplicity Solutions
Minnesota
$1.29M +$217K +4,500 +20%
UR
55
USCA RIA
Texas
$1.22M +$7.47K +155 +0.6%
QCIG
56
Quad-Cities Investment Group
Iowa
$1.1M +$42.6K +885 +4%
MMHP
57
Murphy Middleton Hinkle & Parker
Georgia
$1.09M +$5.39K +112 +0.5%
WI
58
Wintrust Investments
Illinois
$1.06M +$457K +9,479 +76%
BWCS
59
Beirne Wealth Consulting Services
Connecticut
$970K -$49K -1,018 -5%
CAN
60
Cetera Advisor Networks
California
$969K +$669K +13,882 +225%
IA
61
IFP Advisors
Florida
$957K +$956K +19,849 New
CIAS
62
Capital Investment Advisory Services
North Carolina
$888K +$10.8K +225 +1%
CCFM
63
Clear Creek Financial Management
Washington
$855K -$238K -4,947 -22%
CFGS
64
Concourse Financial Group Securities
Alabama
$774K -$194K -4,032 -20%
SB
65
Suntrust Banks
Georgia
$754K +$114K +2,363 +18%
BRWM
66
B. Riley Wealth Management
Tennessee
$751K +$78.1K +1,621 +12%
CL
67
Cabana LLC
Arkansas
$729K +$728K +15,108 New
CS
68
Credit Suisse
Switzerland
$724K +$723K +15,000 New
IWM
69
IHT Wealth Management
Illinois
$713K -$305K -6,336 -30%
Manulife (Manufacturers Life Insurance)
70
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$711K +$710K +14,741 New
SI
71
Stephens Inc
Arkansas
$703K
Bank of New York Mellon
72
Bank of New York Mellon
New York
$687K +$685K +14,230 New
HAS
73
HBW Advisory Services
California
$675K +$678K +14,074 New
WS
74
Wedbush Securities
California
$653K +$10.6K +221 +2%
RW
75
RVW Wealth
California
$646K

HYLS Hedge Fund Activity: Q3 2019 in Review

141 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) for Q3 2019, worth a combined $846M — up 12% from $758M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new HYLS positions and 15 closed out — a net gain of 8 holders — while 65 added to existing stakes and 34 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.2M. The largest seller was LVZ Inc, cutting an estimated $16.4M.

  • 141 institutional investors held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) as of Q3 2019, up from 133 in Q2 2019.
  • Funds reported $846M of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF stock for Q3 2019, up 12% quarter-over-quarter.
  • 23 funds opened new First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF positions in Q3 2019 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF buyer in Q3 2019 was Morgan Stanley, an estimated $26.2M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF seller in Q3 2019 was LVZ Inc, an estimated $16.4M sold.

Based on aggregated 13F filings for Q3 2019.