HSBC USA INC PFD SERIES F FLOATING RATE
HUSI.PRF
HUSI.PRF was delisted on the 16th of May, 2016.
2 hedge funds and large institutions have $1.11M invested in HSBC USA INC PFD SERIES F FLOATING RATE in 2014 Q4 according to their latest regulatory filings, with 2 funds opening new positions, increasing their positions, 0 reducing their positions, and 2 closing their positions.
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
33% less funds holding
Funds holding: 3 → 2 (-1)
64% less capital invested
Capital invested by funds: $3.12M → $1.11M (-$2.01M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TAM
Tocqueville Asset Management
New York
|
+$880K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
-$78K |
| 2 |
PTC
Private Trust Company
Cleveland,
Ohio
|
-$5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TAM
1
Tocqueville Asset Management
New York
| $904K | +$880K | +40,000 | New |
|
|
LRIC
2
Long Road Investment Counsel
Kalamazoo,
Michigan
| $203K | +$198K | +9,000 | New |
|
|
3
Ameriprise
Minneapolis,
Minnesota
| – | -$78K | -3,575 | Closed |
|
|
PTC
4
Private Trust Company
Cleveland,
Ohio
| – | -$5K | -250 | Closed |
|
HUSI.PRF Hedge Fund Activity: Q4 2014 in Review
2 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in HSBC USA INC PFD SERIES F FLOATING RATE (HUSI.PRF) for Q4 2014, worth a combined $1.11M — down 64% from $3.12M a quarter earlier.
Fund positioning in HUSI.PRF was balanced in Q4 2014: 2 funds opened new positions, 2 closed out, 0 added to existing stakes and 0 trimmed.
The largest buyer was Tocqueville Asset Management, opening a new position worth an estimated $880K. The largest seller was Ameriprise, exiting entirely with an estimated $78K sold.
- 2 institutional investors held HSBC USA INC PFD SERIES F FLOATING RATE (HUSI.PRF) as of Q4 2014, down from 3 in Q3 2014.
- Funds reported $1.11M of HSBC USA INC PFD SERIES F FLOATING RATE stock for Q4 2014, down 64% quarter-over-quarter.
- 2 funds opened new HSBC USA INC PFD SERIES F FLOATING RATE positions in Q4 2014 and 2 closed out, a net change of 0 holders.
- The largest HSBC USA INC PFD SERIES F FLOATING RATE buyer in Q4 2014 was Tocqueville Asset Management, an estimated $880K added.
- The largest HSBC USA INC PFD SERIES F FLOATING RATE seller in Q4 2014 was Ameriprise, an estimated $78K sold.
Based on aggregated 13F filings for Q4 2014.