Ameriprise’s HSBC USA INC PFD SERIES F FLOATING RATE HUSI.PRF Stock Holding History

Ameriprise’s Portfolio HUSI.PRF Stock Details HUSI.PRF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-3,575	Closed	-$78K	–	4990
2014 Q3	$78K	Sell	3,575 -475	-12%	-$10.5K	﹤0.01%	3791
2014 Q2	$92K	Buy	+4,050	New	+$89.3K	﹤0.01%	3618

Other funds holding HUSI.PRF

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

LRIC

Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return

Ameriprise's HUSI.PRF Position: Q4 2014 in Review

Ameriprise sold out of HSBC USA INC PFD SERIES F FLOATING RATE (HUSI.PRF) in Q4 2014, closing a stake of 3,575 shares — an estimated $78K sold.

Ameriprise first reported a position in HUSI.PRF in Q2 2014 and held it in 2 quarters. The position peaked at $92K in Q2 2014. 2 funds tracked by Wall St. Rank hold HUSI.PRF as of Q4 2014.

Ameriprise reported no remaining HSBC USA INC PFD SERIES F FLOATING RATE position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 3,575 HSBC USA INC PFD SERIES F FLOATING RATE shares in Q4 2014, an estimated $78K.
Ameriprise first reported a position in HSBC USA INC PFD SERIES F FLOATING RATE in Q2 2014 and held it in 2 quarters.
Ameriprise's HSBC USA INC PFD SERIES F FLOATING RATE position peaked at $92K in Q2 2014.
2 funds tracked by Wall St. Rank held HSBC USA INC PFD SERIES F FLOATING RATE as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.