Tocqueville Asset Management’s HSBC USA INC PFD SERIES F FLOATING RATE HUSI.PRF Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2016
Q1
Sell
2015
Q4
$552K Hold
2015
Q3
$537K Hold
2015
Q2
$559K Hold
2015
Q1
$578K Sell
2014
Q4
$904K Buy