Private Trust Company’s HSBC USA INC PFD SERIES F FLOATING RATE HUSI.PRF Stock Holding History

Private Trust Company’s Portfolio HUSI.PRF Stock Details HUSI.PRF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-250	Closed	-$5K	–	1576
2014 Q3	$5K	Hold	250	–	–	﹤0.01%	1343
2014 Q2	$6K	Hold	250	–	–	﹤0.01%	1245
2014 Q1	$5K	Hold	250	–	–	﹤0.01%	1215
2013 Q4	$5K	Buy	+250	New	+$4.76K	﹤0.01%	1196

Other funds holding HUSI.PRF

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

LRIC

Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return

Private Trust Company's HUSI.PRF Position: Q4 2014 in Review

Private Trust Company sold out of HSBC USA INC PFD SERIES F FLOATING RATE (HUSI.PRF) in Q4 2014, closing a stake of 250 shares — an estimated $5K sold.

Private Trust Company first reported a position in HUSI.PRF in Q4 2013 and held it in 4 quarters. The position peaked at $6K in Q2 2014. 2 funds tracked by Wall St. Rank hold HUSI.PRF as of Q4 2014.

Private Trust Company reported no remaining HSBC USA INC PFD SERIES F FLOATING RATE position as of Q4 2014 after selling out during the quarter.
Private Trust Company sold 250 HSBC USA INC PFD SERIES F FLOATING RATE shares in Q4 2014, an estimated $5K.
Private Trust Company first reported a position in HSBC USA INC PFD SERIES F FLOATING RATE in Q4 2013 and held it in 4 quarters.
Private Trust Company's HSBC USA INC PFD SERIES F FLOATING RATE position peaked at $6K in Q2 2014.
2 funds tracked by Wall St. Rank held HSBC USA INC PFD SERIES F FLOATING RATE as of Q4 2014.

Based on Private Trust Company's 13F filing for Q4 2014, filed 28 Jan 2015.