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First Trust Horizon Managed Volatility Small/Mid ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.62M +$110K +3,058 +2%
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$5.3M +$16.8K +468 +0.3%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$4.99M +$124K +3,440 +3%
LPL Financial
4
LPL Financial
California
$4.78M +$221K +6,136 +5%
BCI
5
Brinker Capital Investments
Pennsylvania
$1.19M -$6.94K -193 -0.6%
OPS
6
Orion Portfolio Solutions
Nebraska
$1.19M -$6.94K -193 -0.6%
TRCT
7
Tower Research Capital (TRC)
New York
$954K -$305K -8,467 -24%
Envestnet Portfolio Solutions
8
Envestnet Portfolio Solutions
Illinois
$627K -$33K -917 -5%
PS
9
Principal Securities
Iowa
$434K
AAS
10
Avantax Advisory Services
Texas
$349K +$3.6K +100 +1%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$336K +$11.9K +332 +4%
AWS
12
Atria Wealth Solutions
New York
$330K -$21.8K -607 -6%
CFG
13
Certior Financial Group
Pennsylvania
$282K +$5.25K +146 +2%
Osaic Holdings
14
Osaic Holdings
Arizona
$57.7K -$231K -6,434 -80%
RF
15
Rossby Financial
Florida
$8.53K +$8.78K +244 New
TC
16
Truvestments Capital
Florida
$8.18K
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$6K +$6.33K +176 New
HI
18
Horizon Investments
North Carolina
$1.26K
Russell Investments Group
19
Russell Investments Group
United Kingdom
$33 +$36 +1 New
UBS Group
20
UBS Group
Switzerland
-$10.6K -295 Closed
CAS
21
Coppell Advisory Solutions
Texas
-$2.32K -65 Closed
Morgan Stanley
22
Morgan Stanley
New York
-$54 -1 Closed