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First Trust Horizon Managed Volatility Small/Mid ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$5.82M -$569K -21,385 -9%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$3.83M -$999K -37,541 -22%
OPS
3
Orion Portfolio Solutions
Nebraska
$1.63M -$473K -17,791 -24%
Citadel Advisors
4
Citadel Advisors
Florida
$920K +$866K +32,547 New
TRCT
5
Tower Research Capital (TRC)
New York
$104K -$96K -3,609 -50%
HWM
6
Holloway Wealth Management
Florida
$21K
UBS Group
7
UBS Group
Switzerland
$6K -$89.4K -3,362 -94%
Osaic Holdings
8
Osaic Holdings
Arizona
$4K +$1.92K +72 +120%