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First Trust Horizon Managed Volatility Small/Mid ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.47M +$130K +3,509 +2%
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$5.25M +$124K +3,356 +2%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$4.84M -$241K -6,504 -5%
LPL Financial
4
LPL Financial
California
$4.54M +$188K +5,073 +4%
TRCT
5
Tower Research Capital (TRC)
New York
$1.25M -$472K -12,732 -27%
BCI
6
Brinker Capital Investments
Pennsylvania
$1.19M -$14.5K -391 -1%
OPS
7
Orion Portfolio Solutions
Nebraska
$1.19M -$14.5K -391 -1%
Envestnet Portfolio Solutions
8
Envestnet Portfolio Solutions
Illinois
$656K +$77.9K +2,101 +13%
PS
9
Principal Securities
Iowa
$434K +$11.2K +302 +3%
AWS
10
Atria Wealth Solutions
New York
$350K +$68.7K +1,851 +23%
AAS
11
Avantax Advisory Services
Texas
$344K +$6.05K +163 +2%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$322K +$39.1K +1,053 +13%
CFG
13
Certior Financial Group
Pennsylvania
$276K +$285K +7,695 New
Osaic Holdings
14
Osaic Holdings
Arizona
$203K +$100K +2,702 +51%
UBS Group
15
UBS Group
Switzerland
$10.6K -$14.9K -402 -58%
TC
16
Truvestments Capital
Florida
$8.13K
CAS
17
Coppell Advisory Solutions
Texas
$2.32K
HI
18
Horizon Investments
North Carolina
$1.25K
Morgan Stanley
19
Morgan Stanley
New York
$54 +$37 +1 New
HAS
20
HBW Advisory Services
California
-$21.8K -594 Closed
FFA
21
Farther Finance Advisors
California
-$9.08K -248 Closed