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Horizon Technology Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$78K -$110K -10,916 -60%
Canada Life
27
Canada Life
Manitoba, Canada
$61K +$7.87K +784 +16%
SFS
28
Sowell Financial Services
Arkansas
$57K +$11.8K +1,178 +29%
APA
29
American Portfolios Advisors
New York
$41.4K +$16.8K +1,676 +79%
PFGIA
30
Patriot Financial Group Insurance Agency
Massachusetts
$23K +$6.17K +615 +41%
CAC
31
Certified Advisory Corp
Florida
$11K -$1K -100 -9%
Bank of America
32
Bank of America
North Carolina
$11K -$512 -51 -5%
GWM
33
Geneos Wealth Management
Colorado
$9K
HI
34
Hudock Inc
Pennsylvania
$3K -$3.01K -300 -50%
FWM
35
FSA Wealth Management
Massachusetts
$3K
JPLA
36
Joseph P. Lucia & Associates
New York
$3K
CAN
37
Cetera Advisor Networks
California
$3K +$3.01K +300 New
OPS
38
Orion Portfolio Solutions
Nebraska
$2K -$2.51K -250 -60%
SIS
39
Sound Income Strategies
Florida
$1K
Group One Trading
40
Group One Trading
Illinois
$1K +$1K +100 New
Citadel Advisors
41
Citadel Advisors
Florida
-$1.04M -128,002 Closed
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
-$379K -46,710 Closed
Axa
43
Axa
France
-$146K -18,000 Closed
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$170K -16,910 Closed
LI
45
Leap Investments
Illinois
-$132K -16,300 Closed
ASN
46
Advisory Services Network
Georgia
-$36K -4,392 Closed
Victory Capital Management
47
Victory Capital Management
Texas
-$23K -2,894 Closed
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
-$8K -1,000 Closed
VRM
49
Vectors Research Management
New York
-$7K -900 Closed
Simplex Trading
50
Simplex Trading
Illinois
-$5.17K -515 Closed