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HPI

John Hancock Preferred Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
26
Cohen & Steers
New York
$249K +$111K +5,500 +84%
OA
27
Oxbow Advisors
Texas
$234K
MNA
28
Manning & Napier Advisors
New York
$216K
PMG
29
ProVise Management Group
Florida
$206K
AIG
30
American International Group
New York
$159K -$17.1K -845 -10%
Creative Planning
31
Creative Planning
Kansas
$70K +$64.7K +3,197 +1,656%
WA
32
WFG Advisors
Texas
$50K +$405 +20 +0.8%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$46K
Ameriprise
34
Ameriprise
Minnesota
$40K +$29K +1,434 +287%
DADC
35
D.A. Davidson & Co
Montana
$37K +$36.4K +1,800 New
CBT
36
Central Bank & Trust
Kentucky
$18K +$20.2K +1,000 New
WEC
37
Winslow Evans & Crocker
Massachusetts
$12.4K
NFG
38
Next Financial Group
Texas
$10K +$10.1K +500 New
FANJ
39
Financial Architects (New Jersey)
New Jersey
$8K +$8.09K +400 New
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$7K +$121 +6 +2%
CAPTRUST Financial Advisors
41
CAPTRUST Financial Advisors
North Carolina
$6K -$5.97K -295 -50%
RIA
42
Regal Investment Advisors
Michigan
$5K
US Bancorp
43
US Bancorp
Minnesota
$4K
MIG
44
Mariner Investment Group
New York
-$2.11M -106,046 Closed
MTIM
45
Marathon Trading Investment Management
Pennsylvania
-$319K -16,000 Closed
FNBT
46
FineMark National Bank & Trust
Florida
-$42K -2,100 Closed
DAM
47
Delta Asset Management
Tennessee
-$20K -1,000 Closed
MAS
48
Madden Advisory Services
Florida
-$20K -1,000 Closed