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HPI

John Hancock Preferred Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.24M +$1.47M +75,402 +30%
Invesco
2
Invesco
Georgia
$4.85M +$495K +25,401 +11%
GC
3
Guggenheim Capital
Illinois
$4.69M -$1.42M -72,805 -23%
LPL Financial
4
LPL Financial
California
$2.64M -$519K -26,639 -16%
CS
5
Credit Suisse
Switzerland
$2.15M -$19.5K -1,000 -0.9%
PTCG
6
Pring Turner Capital Group
California
$1.62M -$18.5K -950 -1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.58M +$2.22K +114 +0.1%
CIA
8
Capital Investment Advisors
Georgia
$1.35M -$38.5K -1,979 -3%
Cohen & Steers
9
Cohen & Steers
New York
$1.11M +$178K +9,156 +19%
TCMG
10
TSP Capital Management Group
New Jersey
$1.07M +$36K +1,850 +3%
Bank of America
11
Bank of America
North Carolina
$1.07M -$1.25M -64,207 -54%
Wells Fargo
12
Wells Fargo
California
$964K +$44.6K +2,290 +5%
Morgan Stanley
13
Morgan Stanley
New York
$951K -$377K -19,390 -28%
ICAS
14
Investors Capital Advisory Services
Massachusetts
$927K +$92.8K +4,768 +11%
VC
15
Vicus Capital
Pennsylvania
$587K +$3.56K +183 +0.6%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$571K -$3.35K -172 -0.6%
ICOA
17
Investment Centers of America
North Dakota
$560K +$5.47K +281 +1%
MBT
18
Monroe Bank & Trust
Michigan
$446K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$395K +$55.9K +2,870 +16%
WAM
20
Wolverine Asset Management
Illinois
$377K +$381K +19,550 New
AIG
21
American International Group
New York
$323K +$138K +7,073 +73%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$320K +$322K +16,548 New
Ameriprise
23
Ameriprise
Minnesota
$307K +$309K +15,864 New
PAG
24
Private Advisor Group
New Jersey
$241K +$242K +12,446 New
SFS
25
Shaker Financial Services
Virginia
$237K +$239K +12,259 New