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John Hancock Preferred Income Fund
HPI

Name Holding Trade Value Shares
Change 		Change in
Stake
Guggenheim Capital
1
Guggenheim Capital
Illinois
$8.07M +$681K +33,685 +9%
FIM
2
Frontier Investment Management
Texas
$7.67M +$800K +39,568 +12%
UBS
3
UBS
Switzerland
$4.11M -$633K -31,305 -14%
Invesco
4
Invesco
Georgia
$4M +$204K +10,077 +5%
LPL Financial
5
LPL Financial
California
$2.58M -$70.3K -3,474 -3%
Credit Suisse
6
Credit Suisse
Switzerland
$2.39M -$74.8K -3,700 -3%
PTCG
7
Pring Turner Capital Group
California
$1.8M – – –
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.62M +$726K +35,885 +84%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.54M +$212K +10,504 +16%
Capital Investment Advisors
10
Capital Investment Advisors
Georgia
$1.51M -$128K -6,333 -8%
Morgan Stanley
11
Morgan Stanley
New York
$1.24M -$1.06M -52,229 -46%
Bank of America
12
Bank of America
North Carolina
$1.07M -$160K -7,896 -13%
Wells Fargo
13
Wells Fargo
California
$1M -$360K -17,799 -27%
PRCM
14
Pine River Capital Management
Minnesota
$991K -$634K -31,334 -39%
RCM
15
Robinson Capital Management
Michigan
$820K +$268K +13,262 +48%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$615K -$18K -888 -3%
Vicus Capital
17
Vicus Capital
Pennsylvania
$578K -$19.5K -966 -3%
MBT
18
Monroe Bank & Trust
Michigan
$528K – – –
ICAS
19
Investors Capital Advisory Services
Massachusetts
$499K +$44.7K +2,210 +10%
CA
20
Cornerstone Advisors
North Carolina
$418K -$463K -22,867 -53%
SFS
21
Shaker Financial Services
Virginia
$377K -$14.5K -718 -4%
ICOA
22
Investment Centers of America
North Dakota
$358K +$34.9K +1,725 +11%
NWAM LLC
23
NWAM LLC
Washington
$351K -$81.4K -4,023 -19%
Cetera Advisor Networks
24
Cetera Advisor Networks
California
$288K -$11.8K -584 -4%
WCM
25
Windsor Capital Management
Arizona
$283K -$17.1K -845 -6%
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