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HIX

Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.84M +$426K +79,960 +4%
Invesco
2
Invesco
Georgia
$3.73M +$1.08M +203,319 +37%
GC
3
Guggenheim Capital
Illinois
$2.97M +$585K +109,973 +22%
GA
4
GraniteShares Advisors
New York
$2.1M +$65.3K +12,260 +3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.97M +$95.4K +17,930 +5%
CCP
6
Clough Capital Partners
Massachusetts
$1.97M +$2.12M +398,603 New
Morgan Stanley
7
Morgan Stanley
New York
$1.86M +$1.1M +207,136 +121%
Creative Planning
8
Creative Planning
Kansas
$1.15M +$892K +167,474 +254%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$834K -$76.7K -14,399 -8%
Bank of America
10
Bank of America
North Carolina
$767K +$641K +120,395 +343%
NA
11
NewEdge Advisors
Louisiana
$577K +$31.4K +5,900 +5%
BlackRock
12
BlackRock
New York
$563K +$608K +114,200 New
RJA
13
Raymond James & Associates
Florida
$530K +$889 +167 +0.2%
Wells Fargo
14
Wells Fargo
California
$512K -$4.13K -775 -0.7%
HighTower Advisors
15
HighTower Advisors
Illinois
$510K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$508K -$19.7K -3,708 -3%
AUIM
17
Aegon USA Investment Management
Iowa
$507K +$318K +59,757 +139%
Osaic Holdings
18
Osaic Holdings
Arizona
$464K +$58.3K +10,952 +13%
AA
19
AQR Arbitrage
Connecticut
$413K +$446K +83,783 New
CL
20
CSS LLC
Illinois
$358K +$387K +72,706 New
LPL Financial
21
LPL Financial
California
$345K +$19.3K +3,629 +5%
SIC
22
Samalin Investment Counsel
New York
$297K +$89.6K +16,823 +39%
SIMG
23
Sonora Investment Management Group
Arizona
$284K
CAC
24
Cowen and Company
New York
$262K +$283K +53,166 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$259K +$8.66K +1,626 +3%