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HIX

Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.5M +$613K +95,573 +5%
Invesco
2
Invesco
Georgia
$3.33M -$595K -92,730 -14%
GC
3
Guggenheim Capital
Illinois
$2.97M -$185K -28,881 -6%
GA
4
GraniteShares Advisors
New York
$2.49M +$235K +36,642 +10%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.3M +$181K +28,209 +8%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$1.1M +$25.3K +3,937 +2%
Morgan Stanley
7
Morgan Stanley
New York
$1.03M +$110K +17,135 +11%
AGM
8
Alpine Global Management
New York
$828K
BFM
9
Boothbay Fund Management
New York
$828K +$882K +137,500 New
SFS
10
Shaker Financial Services
Virginia
$692K -$747K -116,377 -50%
NA
11
NewEdge Advisors
Louisiana
$669K +$30.1K +4,700 +4%
RJA
12
Raymond James & Associates
Florida
$646K +$54.5K +8,492 +9%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$642K +$22.1K +3,445 +3%
Wells Fargo
14
Wells Fargo
California
$629K +$481 +75 +0.1%
HighTower Advisors
15
HighTower Advisors
Illinois
$623K +$9.83K +1,532 +2%
Osaic Holdings
16
Osaic Holdings
Arizona
$476K -$69K -10,752 -12%
OFG
17
OTA Financial Group
New York
$418K +$446K +69,503 New
LPL Financial
18
LPL Financial
California
$399K +$9.27K +1,445 +2%
Creative Planning
19
Creative Planning
Kansas
$397K -$258K -40,186 -38%
YCM
20
Yakira Capital Management
Connecticut
$359K +$382K +59,600 New
SIMG
21
Sonora Investment Management Group
Arizona
$347K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$307K -$17.3K -2,698 -5%
TFS
23
TrustCore Financial Services
Tennessee
$285K +$304K +47,362 +296,013%
SIC
24
Samalin Investment Counsel
New York
$262K +$50.8K +7,915 +22%
AUIM
25
Aegon USA Investment Management
Iowa
$259K +$276K +43,022 New