|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$19.8M
|
-$850K
|
-99,641
|
-4%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$8.42M
|
+$8.65M
|
+1,013,605
|
New
|
|
|
3
|
|
$6.63M
|
+$384K
|
+45,052
|
+6%
|
|
|
4
|
|
$6.22M
|
+$787K
|
+92,303
|
+14%
|
|
|
5
|
Mariner Investment Group
Harrison,
New York
|
$5.51M
|
+$5.66M
|
+663,100
|
New
|
|
|
6
|
LPL Financial
San Diego,
California
|
$5.06M
|
-$976K
|
-114,455
|
-16%
|
|
|
7
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$4.36M
|
+$4.48M
|
+524,698
|
New
|
|
|
8
|
SG Americas Securities
New York
|
$3.87M
|
+$3.98M
|
+466,043
|
New
|
|
|
9
|
Windsor Capital Management
Phoenix,
Arizona
|
$3.45M
|
-$177K
|
-20,690
|
-5%
|
|
|
10
|
Capital Investment Advisors
Atlanta,
Georgia
|
$2.46M
|
-$560K
|
-65,665
|
-18%
|
|
|
11
|
National Planning Corporation
El Segundo,
California
|
$1.04M
|
-$55.5K
|
-6,500
|
-5%
|
|
|
12
|
Shaker Financial Services
Arlington,
Virginia
|
$712K
|
+$731K
|
+85,700
|
New
|
|
|
13
|
Wolverine Asset Management
Chicago,
Illinois
|
$664K
|
+$682K
|
+79,951
|
New
|
|
|
14
|
Weiss Asset Management
Boston,
Massachusetts
|
$563K
|
+$578K
|
+67,806
|
New
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$545K
|
-$889K
|
-104,244
|
-61%
|
|
|
16
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$536K
|
-$46.7K
|
-5,470
|
-8%
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$507K
|
+$1.52K
|
+178
|
+0.3%
|
|
|
18
|
American International Group
New York
|
$502K
|
+$8.72K
|
+1,022
|
+2%
|
|
|
19
|
Advisors Asset Management
Monument,
Colorado
|
$494K
|
-$62.9K
|
-7,370
|
-11%
|
|
|
20
|
WFG Advisors
Dallas,
Texas
|
$473K
|
-$124K
|
-14,519
|
-20%
|
|
|
21
|
Cetera Advisor Networks
El Segundo,
California
|
$470K
|
+$244K
|
+28,626
|
+100%
|
|
|
22
|
Raymond James & Associates
St Petersburg,
Florida
|
$467K
|
+$3.37K
|
+395
|
+0.7%
|
|
|
23
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$394K
|
-$5.54K
|
-650
|
-1%
|
|
|
24
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$366K
|
+$81.1K
|
+9,506
|
+27%
|
|
|
25
|
Stifel Financial
St. Louis,
Missouri
|
$327K
|
+$119K
|
+13,963
|
+55%
|
|
