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HIX

Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.9M +$688K +96,566 +6%
Invesco
2
Invesco
Georgia
$4.99M -$910K -127,631 -16%
GC
3
Guggenheim Capital
Illinois
$4.36M +$117K +16,482 +3%
BI
4
Bramshill Investments
Florida
$3.31M -$299K -41,920 -8%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.53M +$1.54M +216,567 +160%
Morgan Stanley
6
Morgan Stanley
New York
$1.29M +$240K +33,700 +23%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.17M -$76.1K -10,682 -6%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$957K +$277K +38,811 +41%
Osaic Holdings
9
Osaic Holdings
Arizona
$801K +$141K +19,831 +22%
Wells Fargo
10
Wells Fargo
California
$764K +$18K +2,529 +2%
HighTower Advisors
11
HighTower Advisors
Illinois
$731K -$613K -86,044 -46%
MAFM
12
Mid Atlantic Financial Management
Pennsylvania
$714K -$300K -42,100 -30%
RJA
13
Raymond James & Associates
Florida
$623K +$103K +14,444 +20%
Bank of America
14
Bank of America
North Carolina
$580K -$935K -131,180 -62%
LPL Financial
15
LPL Financial
California
$427K -$35.2K -4,935 -8%
SIM
16
Sonora Investment Management
Arizona
$414K
IAN
17
Integrated Advisors Network
Texas
$290K
RJFSA
18
Raymond James Financial Services Advisors
Florida
$276K +$9.15K +1,284 +3%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$250K +$35.4K +4,963 +17%
SIC
20
Samalin Investment Counsel
New York
$244K -$24.7K -3,460 -9%
Ameriprise
21
Ameriprise
Minnesota
$200K -$2.24M -313,685 -92%
CAN
22
Cetera Advisor Networks
California
$170K +$6.41K +900 +4%
TFS
23
TrustCore Financial Services
Tennessee
$143K +$107 +15 +0.1%
KOMWMG
24
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$141K +$2.87K +403 +2%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$137K