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Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
PFGIA
76
Patriot Financial Group Insurance Agency
Massachusetts
$19K – – –
GRP
77
Global Retirement Partners
California
$16K +$360 +55 +2%
GSWM
78
Golden State Wealth Management
California
$13K +$13.5K +2,056 New
OIA
79
Optimum Investment Advisors
Illinois
$10K – – –
APA
80
American Portfolios Advisors
New York
$6.44K +$65 +10 +1%
NFSG
81
Newbridge Financial Services Group
Florida
$6K +$5.89K +900 New
BCA
82
Berman Capital Advisors
Georgia
$6K +$6.6K +1,008 New
ZB
83
Zions Bancorporation
Utah
$5K +$4.67K +713 New
GI
84
Gradient Investments
Minnesota
$4K – – –
FFA
85
Founders Financial Alliance
North Carolina
$1K +$655 +100 New
TJHA
86
Thomas J. Herzfeld Advisors
Florida
– -$2.28M -348,617 Closed
CRC
87
Curi RMB Capital
Illinois
– -$434K -69,943 Closed
FAAS
88
First Allied Advisory Services
California
– -$342K -55,171 Closed
AA
89
AQR Arbitrage
Connecticut
– -$105K -16,905 Closed
RIA
90
Realta Investment Advisors
Delaware
– -$75K -12,131 Closed
CA
91
Continuum Advisory
Idaho
– -$63K -10,000 Closed
ClearBridge Investments
92
ClearBridge Investments
New York
– -$46K -7,476 Closed
CFB
93
Cullen/Frost Bankers
Texas
– -$23K -3,727 Closed
PAG
94
Private Advisor Group
New Jersey
– -$19K -3,037 Closed
IWP
95
IAG Wealth Partners
Wisconsin
– -$9K -1,432 Closed
JPLA
96
Joseph P. Lucia & Associates
New York
– -$5K -800 Closed
BC
97
Barnett & Company
Tennessee
– -$4K -644 Closed
RIA
98
RPG Investment Advisory
California
– -$3K -500 Closed
SFS
99
Sowell Financial Services
Arkansas
– -$203 -31 -37%