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HIX

Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
51
HighTower Advisors
Illinois
$71K +$70.5K +10,070 New
ClearBridge Investments
52
ClearBridge Investments
New York
$53K
IP
53
Intellectus Partners
California
$48K +$47.1K +6,737 New
NFG
54
Next Financial Group
Texas
$38K
MFW
55
Mosaic Family Wealth
Missouri
$31K
EWM
56
Edge Wealth Management
New York
$30K
DADC
57
D.A. Davidson & Co
Montana
$26K +$616 +88 +2%
AAM
58
Advisors Asset Management
Colorado
$24K +$5.09K +728 +28%
PCM
59
Penserra Capital Management
California
$9K +$1.07K +153 +12%
FAN
60
Financial Advisors Network
California
$8.71K +$8.39K +1,200 New
PFGIA
61
Patriot Financial Group Insurance Agency
Massachusetts
$5K +$4.93K +705 New
Baird Financial Group
62
Baird Financial Group
Wisconsin
-$250K -34,849 Closed
VKH
63
Virtu KCG Holdings
New York
-$185K -25,833 Closed
WJA
64
Williams Jones & Associates
New York
-$153K -21,285 Closed
CFA
65
Camarda Financial Advisors
Florida
-$111K -15,514 Closed
Bank of New York Mellon
66
Bank of New York Mellon
New York
-$101K -14,000 Closed
IWMPD
67
Integrated Wealth Management (Palm Desert)
California
-$29K -4,000 Closed
MA
68
MUFG Americas
New York
-$12K -1,728 Closed
RFA
69
Reilly Financial Advisors
California
-$7K -1,031 Closed
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
-$2K -265 Closed