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HIX

Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$692K -$18.9K -2,892 -3%
Creative Planning
27
Creative Planning
Kansas
$632K -$223 -34 -0%
MSL
28
Mackay Shields LLC
New York
$401K
Baird Financial Group
29
Baird Financial Group
Wisconsin
$399K +$11.3K +1,724 +3%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$390K -$76.6K -11,695 -16%
SIM
31
Sonora Investment Management
Arizona
$369K
LPL Financial
32
LPL Financial
California
$361K +$25.4K +3,883 +7%
OFG
33
OTA Financial Group
New York
$278K +$285K +43,581 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$275K +$1.91K +291 +0.7%
YCM
35
Yakira Capital Management
Connecticut
$271K +$277K +42,313 New
IAN
36
Integrated Advisors Network
Texas
$259K +$265K +40,435 New
RJFSA
37
Raymond James Financial Services Advisors
Florida
$244K +$69.4K +10,597 +38%
Thrivent Financial for Lutherans
38
Thrivent Financial for Lutherans
Minnesota
$239K +$42.8K +6,534 +21%
Jane Street
39
Jane Street
New York
$198K +$203K +30,997 New
SIC
40
Samalin Investment Counsel
New York
$185K -$9.19K -1,404 -5%
CAN
41
Cetera Advisor Networks
California
$135K +$1.31K +200 +1%
TFS
42
TrustCore Financial Services
Tennessee
$128K
CL
43
CSS LLC
Illinois
$127K +$1.83K +280 +1%
WAM
44
Wolverine Asset Management
Illinois
$125K +$129K +19,649 New
HF
45
HRT Financial
New York
$124K +$127K +19,400 New
KAS
46
Kestra Advisory Services
Texas
$120K +$123K +18,788 New
KOMWMG
47
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$118K +$2.72K +415 +2%
AAS
48
Avantax Advisory Services
Texas
$117K +$118K +18,086 New
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$115K
FA
50
FMA Advisory
Pennsylvania
$107K +$110K +16,777 New