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HIX

Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$585K +$252K +44,739 +90%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$450K +$126K +22,438 +45%
CRC
28
Curi RMB Capital
Illinois
$434K -$435K -77,126 -52%
MSL
29
Mackay Shields LLC
New York
$388K +$353K +62,608 New
Baird Financial Group
30
Baird Financial Group
Wisconsin
$376K +$39.8K +7,067 +13%
SIM
31
Sonora Investment Management
Arizona
$358K
FAAS
32
First Allied Advisory Services
California
$342K -$296K -52,436 -49%
Bank of America
33
Bank of America
North Carolina
$338K -$15.4K -2,740 -5%
LPL Financial
34
LPL Financial
California
$325K +$31.9K +5,657 +12%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$264K +$72.2K +12,815 +43%
Thrivent Financial for Lutherans
36
Thrivent Financial for Lutherans
Minnesota
$190K +$4.57K +811 +3%
SIC
37
Samalin Investment Counsel
New York
$187K +$2.64K +469 +2%
RJFSA
38
Raymond James Financial Services Advisors
Florida
$171K -$5.64K -1,000 -4%
CAN
39
Cetera Advisor Networks
California
$130K +$19.7K +3,500 +20%
TFS
40
TrustCore Financial Services
Tennessee
$124K -$5.28K -937 -4%
CL
41
CSS LLC
Illinois
$121K -$5.64K -1,000 -5%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$112K
KOMWMG
43
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$112K +$2.72K +482 +3%
SPIA
44
Steward Partners Investment Advisory
New York
$109K +$24.1K +4,284 +32%
AA
45
AQR Arbitrage
Connecticut
$105K +$95.3K +16,905 New
WA
46
Wheatland Advisors
Pennsylvania
$104K
Stifel Financial
47
Stifel Financial
Missouri
$102K +$92.3K +16,372 New
ICMP
48
Integrated Capital Management (Pennsylvania)
Pennsylvania
$97K -$631 -112 -0.7%
M&T Bank
49
M&T Bank
New York
$94K
SPC
50
Sigma Planning Corp
Michigan
$88K -$15.4K -2,734 -16%