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HIX

Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$399K +$71.5K +10,688 +22%
SIM
27
Sonora Investment Management
Arizona
$391K
FAAS
28
First Allied Advisory Services
California
$389K -$67.9K -10,147 -15%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$363K +$85.7K +12,815 +31%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$359K +$3.68K +550 +1%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$340K +$171K +25,515 +102%
Creative Planning
32
Creative Planning
Kansas
$332K -$14.4K -2,160 -4%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$303K +$78.3K +11,699 +35%
LPL Financial
34
LPL Financial
California
$259K +$70.7K +10,572 +38%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$233K -$29.9K -4,465 -11%
SIC
36
Samalin Investment Counsel
New York
$228K +$226K +33,841 New
AG
37
Advisor Group
Arizona
$220K +$2.55K +381 +1%
Thrivent Financial for Lutherans
38
Thrivent Financial for Lutherans
Minnesota
$198K +$4.04K +604 +2%
BFM
39
Boothbay Fund Management
New York
$162K +$161K +24,000 New
KOMWMG
40
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$153K +$152K +22,757 New
Millennium Management
41
Millennium Management
New York
$150K +$44.3K +6,616 +42%
TFS
42
TrustCore Financial Services
Tennessee
$140K
Truist Financial
43
Truist Financial
North Carolina
$120K +$120K +17,900 New
CC
44
Centiva Capital
New York
$118K
CAN
45
Cetera Advisor Networks
California
$117K
DA
46
Doliver Advisors
Texas
$117K +$40K +5,976 +52%
FIA
47
FNY Investment Advisers
New York
$112K +$36.5K +5,462 +48%
CRC
48
Curi RMB Capital
Illinois
$104K +$104K +15,485 New
SPC
49
Sigma Planning Corp
Michigan
$103K +$33.4K +4,999 +49%
SDAM
50
Shulman DeMeo Asset Management
New York
$102K +$101K +15,120 New