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HIX

Western Asset High Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
26
First Allied Advisory Services
California
$403K -$147K -23,091 -27%
Millennium Management
27
Millennium Management
New York
$403K +$327K +51,536 +486%
SIM
28
Sonora Investment Management
Arizona
$385K
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$338K -$57.3K -9,023 -15%
Creative Planning
30
Creative Planning
Kansas
$336K -$8.85K -1,395 -3%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$314K +$35.8K +5,641 +13%
AG
32
Advisor Group
Arizona
$254K +$14K +2,210 +6%
PAS
33
Park Avenue Securities
New York
$251K +$7.8K +1,229 +3%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$244K +$965 +152 +0.4%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$243K +$4.59K +723 +2%
LPL Financial
36
LPL Financial
California
$219K -$228K -35,865 -52%
RJA
37
Raymond James & Associates
Florida
$218K +$71K +11,185 +50%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$208K +$5.26K +829 +3%
AA
39
AQR Arbitrage
Connecticut
$205K -$360K -56,804 -64%
Stifel Financial
40
Stifel Financial
Missouri
$189K +$14.4K +2,270 +8%
LCM
41
Landscape Capital Management
New Jersey
$183K -$1.22M -192,218 -87%
FIA
42
FNY Investment Advisers
New York
$178K +$175K +27,527 New
Thrivent Financial for Lutherans
43
Thrivent Financial for Lutherans
Minnesota
$165K -$193K -30,489 -55%
TFS
44
TrustCore Financial Services
Tennessee
$134K -$31.7K -5,000 -19%
Cetera Investment Advisers
45
Cetera Investment Advisers
Illinois
$128K -$12.7K -2,000 -9%
TSS
46
Two Sigma Securities
New York
$115K +$113K +17,762 New
BF
47
BOK Financial
Oklahoma
$114K
SCA
48
Sage Capital Advisors
South Dakota
$108K +$1.76K +277 +2%
SDAM
49
Shulman DeMeo Asset Management
New York
$98K
M&T Bank
50
M&T Bank
New York
$97K -$298 -47 -0.3%