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HIO

Western Asset High Income Opportunity Fund

80 hedge funds and large institutions have $257M invested in Western Asset High Income Opportunity Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 20

0.47% less ownership

Funds ownership: 49.33%48.86% (-0.47%)

1% less capital invested

Capital invested by funds: $260M → $257M (-$2.52M)

6% less funds holding

Funds holding: 8580 (-5)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
80
Holders Change
-5
Holders Change %
-5.88%
% of All Funds
1.75%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
5
Increased
23
Reduced
20
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$481K
AG
27
Advisor Group
Arizona
$434K -$25.9K -5,126 -6%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$432K -$46.3K -9,158 -10%
RCA
29
Rowland Carmichael Advisors
Arizona
$419K
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$417K -$2.94K -581 -0.7%
MAFM
31
Mid Atlantic Financial Management
Pennsylvania
$379K +$64.5K +12,750 +20%
PAS
32
Park Avenue Securities
New York
$353K +$22.2K +4,382 +7%
BFM
33
Boothbay Fund Management
New York
$341K
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$333K +$27.7K +5,472 +9%
SBIA
35
Sheaff Brock Investment Advisors
Indiana
$288K
Barclays
36
Barclays
United Kingdom
$255K
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$250K -$20.7K -4,098 -8%
LPL Financial
38
LPL Financial
California
$173K +$49.2K +9,740 +40%
PAG
39
Private Advisor Group
New Jersey
$168K -$228 -45 -0.1%
GLA
40
Good Life Advisors
Pennsylvania
$155K +$303 +60 +0.2%
ANBT
41
American National Bank & Trust
Texas
$144K
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$139K -$17.6K -3,487 -11%
Jane Street
43
Jane Street
New York
$132K -$6.53K -1,291 -5%
PHS
44
Pekin Hardy Strauss
Illinois
$129K -$108K -21,270 -45%
WA
45
Winfield Associates
Ohio
$129K +$129K +25,450 New
Truist Financial
46
Truist Financial
North Carolina
$120K +$2.04K +404 +2%
QCIG
47
Quad-Cities Investment Group
Iowa
$111K +$364 +72 +0.3%
UCI
48
Uncommon Cents Investing
Wisconsin
$104K
CAN
49
Cetera Advisor Networks
California
$100K +$445 +88 +0.4%
AWM
50
Aries Wealth Management
Maine
$97K

HIO Hedge Fund Activity: Q3 2019 in Review

80 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Western Asset High Income Opportunity Fund (HIO) for Q3 2019, worth a combined $257M — down 0.97% from $260M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of HIO and 5 opened new positions — a net loss of 5 holders — while 20 trimmed existing stakes and 23 added.

The largest buyer was Sit Investment Associates, adding an estimated $3.72M. The largest seller was Parametric Portfolio Associates, cutting an estimated $1.26M.

  • 80 institutional investors held Western Asset High Income Opportunity Fund (HIO) as of Q3 2019, down from 85 in Q2 2019.
  • Funds reported $257M of Western Asset High Income Opportunity Fund stock for Q3 2019, down 0.97% quarter-over-quarter.
  • 5 funds opened new Western Asset High Income Opportunity Fund positions in Q3 2019 and 10 closed out, a net change of -5 holders.
  • The largest Western Asset High Income Opportunity Fund buyer in Q3 2019 was Sit Investment Associates, an estimated $3.72M added.
  • The largest Western Asset High Income Opportunity Fund seller in Q3 2019 was Parametric Portfolio Associates, an estimated $1.26M sold.

Based on aggregated 13F filings for Q3 2019.