HIO

Western Asset High Income Opportunity Fund
HIO

Overview Fund Activity

64 hedge funds and large institutions have $102M invested in Western Asset High Income Opportunity Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
17
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$11.5M
2
UBS Group
2
UBS Group
Switzerland
$2.99M
3
Citigroup
3
Citigroup
New York
$5.65M
4
LPL Financial
4
LPL Financial
California
$2.38M
5
SCM
5
Saba Capital Management
New York
$16.5M

Top Sellers

1
EVM
1
Eaton Vance Management
Massachusetts
$402K
2
Bank of America
2
Bank of America
North Carolina
$7.12M
3
Morgan Stanley
3
Morgan Stanley
New York
$19.6M
4
SFS
4
Shaker Financial Services
Virginia
$0
5
Wells Fargo
5
Wells Fargo
California
$1.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
26
Maryland Capital Management
Maryland
$281K – – –
OA
27
Oxbow Advisors
Texas
$262K – – –
Geode Capital Management
28
Geode Capital Management
Massachusetts
$252K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$233K +$94 +20 +0%
RJA
30
Raymond James & Associates
Florida
$220K -$1.97K -419 -0.9%
AIG
31
American International Group
New York
$164K -$18.7K -4,000 -10%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$162K +$9.48K +2,032 +6%
KSCM
33
Kamunting Street Capital Management
Florida
$161K +$161K +34,352 New
GHAM
34
Gilman Hill Asset Management
Connecticut
$153K -$23.5K -5,000 -13%
SGCA
35
Steel Grove Capital Advisors
Tennessee
$135K +$77.4K +16,482 +135%
WA
36
WFG Advisors
Texas
$117K +$1.73K +371 +2%
CSIC
37
Clifford Swan Investment Counsel
California
$114K – – –
CIA
38
Capital Investment Advisors
Georgia
$107K – – –
PFS
39
Prospera Financial Services
Texas
$92K – – –
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$92K +$150 +32 +0.2%
JCM
41
JD Capital Management
Connecticut
$88K – – –
BEAM
42
Baker Ellis Asset Management
Washington
$80K +$80K +17,000 New
SFM
43
Signet Financial Management
New Jersey
$78K +$8.49K +1,807 +12%
WA
44
Waverly Advisors
Alabama
$75K – – –
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$74K -$1.92K -410 -3%
ANBT
46
American National Bank & Trust
Texas
$70K – – –
BFM
47
Boothbay Fund Management
New York
$70K +$70K +15,000 New
HCM
48
Hollencrest Capital Management
California
$69K – – –
CCB
49
Cutter & Co Brokerage
Missouri
$67K – – –
RJT
50
Raymond James Trust
Florida
$62K +$1.63K +350 +3%
1
2
3