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HIO

Western Asset High Income Opportunity Fund

65 hedge funds and large institutions have $83.9M invested in Western Asset High Income Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 10

19% more capital invested

Capital invested by funds: $70.4M → $83.9M (+$13.5M)

14% more funds holding

Funds holding: 5765 (+8)

2.79% more ownership

Funds ownership: 14.12%16.9% (+2.8%)

29% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 21

Holders
65
Holders Change
+8
Holders Change %
+14.04%
% of All Funds
1.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
15
Reduced
21
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
26
SG Americas Securities
New York
$371K +$375K +62,589 New
RJA
27
Raymond James & Associates
Florida
$356K -$3.86K -644 -1%
MCM
28
Maryland Capital Management
Maryland
$356K
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$271K +$31.9K +5,332 +13%
SGCA
30
Steel Grove Capital Advisors
Tennessee
$254K
SFS
31
Shaker Financial Services
Virginia
$235K +$41.9K +6,988 +21%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$203K -$15.3K -2,549 -7%
GHAM
33
Gilman Hill Asset Management
Connecticut
$199K +$30K +5,000 +17%
LCM
34
Landscape Capital Management
New Jersey
$190K +$192K +32,103 New
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$179K -$16.2K -2,700 -8%
VKH
36
Virtu KCG Holdings
New York
$177K +$180K +29,999 New
CSIC
37
Clifford Swan Investment Counsel
California
$145K
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$136K -$44.8K -7,470 -25%
Citigroup
39
Citigroup
New York
$136K +$16K +2,666 +13%
CIA
40
Capital Investment Advisors
Georgia
$135K +$137K +22,824 New
FM
41
Foster & Motley
Ohio
$99K -$12.6K -2,100 -11%
Goldman Sachs
42
Goldman Sachs
New York
$96K +$97.1K +16,211 New
RJT
43
Raymond James Trust
Florida
$94K +$14.5K +2,420 +18%
ANBT
44
American National Bank & Trust
Texas
$89K
CCB
45
Cutter & Co Brokerage
Missouri
$85K -$32.3K -5,389 -27%
TT
46
Tower Trust
Indiana
$67K
CFA
47
Cahill Financial Advisors
Minnesota
$66K +$66.4K +11,078 New
Creative Planning
48
Creative Planning
Kansas
$63K +$63.3K +10,572 New
ABC
49
Associated Banc-Corp
Wisconsin
$59K
SMG
50
Spectrum Management Group
Indiana
$46K +$46.9K +7,829 New

HIO Hedge Fund Activity: Q4 2013 in Review

65 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Western Asset High Income Opportunity Fund (HIO) for Q4 2013, worth a combined $83.9M — up 19% from $70.4M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new HIO positions and 10 closed out — a net gain of 8 holders — while 15 added to existing stakes and 21 trimmed.

The largest buyer was Eaton Vance Management, opening a new position worth an estimated $5.25M. The largest seller was Rivernorth Capital Management, cutting an estimated $1.57M.

  • 65 institutional investors held Western Asset High Income Opportunity Fund (HIO) as of Q4 2013, up from 57 in Q3 2013.
  • Funds reported $83.9M of Western Asset High Income Opportunity Fund stock for Q4 2013, up 19% quarter-over-quarter.
  • 18 funds opened new Western Asset High Income Opportunity Fund positions in Q4 2013 and 10 closed out, a net change of +8 holders.
  • The largest Western Asset High Income Opportunity Fund buyer in Q4 2013 was Eaton Vance Management, an estimated $5.25M added.
  • The largest Western Asset High Income Opportunity Fund seller in Q4 2013 was Rivernorth Capital Management, an estimated $1.57M sold.

Based on aggregated 13F filings for Q4 2013.