HIO

Western Asset High Income Opportunity Fund
HIO

Overview Fund Activity

65 hedge funds and large institutions have $83.9M invested in Western Asset High Income Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+8
Holders Change %
+14.04%
% of All Funds
1.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
15
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EVM
Eaton Vance Management
Massachusetts
$5.2M
2
Bank of America
Bank of America
North Carolina
$10.2M
3
SCM
Saba Capital Management
New York
$10.3M
4
EAM
Eagle Asset Management
Florida
$2.5M
5
Morgan Stanley
Morgan Stanley
New York
$13.3M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$459K
2
GC
Guggenheim Capital
Illinois
$3.24M
3
SPC
Silver Point Capital
Connecticut
$0
4
Wells Fargo
Wells Fargo
California
$1.34M
5
Invesco
Invesco
Georgia
$2.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
SG Americas Securities
26
SG Americas Securities
New York
$371K +$371K +62,589 New
RJA
27
Raymond James & Associates
Florida
$356K -$3.82K -644 -1%
MCM
28
Maryland Capital Management
Maryland
$356K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$271K +$31.7K +5,332 +13%
SGCA
30
Steel Grove Capital Advisors
Tennessee
$254K – – –
SFS
31
Shaker Financial Services
Virginia
$235K +$41.4K +6,988 +21%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$203K -$15.1K -2,549 -7%
GHAM
33
Gilman Hill Asset Management
Connecticut
$199K +$29.6K +5,000 +17%
LCM
34
Landscape Capital Management
New Jersey
$190K +$190K +32,103 New
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$179K -$16.1K -2,700 -8%
VKH
36
Virtu KCG Holdings
New York
$177K +$177K +29,999 New
CSIC
37
Clifford Swan Investment Counsel
California
$145K – – –
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$136K -$44.4K -7,470 -25%
Citigroup
39
Citigroup
New York
$136K +$15.8K +2,666 +13%
CIA
40
Capital Investment Advisors
Georgia
$135K +$135K +22,824 New
FM
41
Foster & Motley
Ohio
$99K -$12.4K -2,100 -11%
Goldman Sachs
42
Goldman Sachs
New York
$96K +$96K +16,211 New
RJT
43
Raymond James Trust
Florida
$94K +$14.4K +2,420 +18%
ANBT
44
American National Bank & Trust
Texas
$89K – – –
CCB
45
Cutter & Co Brokerage
Missouri
$85K -$32.1K -5,389 -27%
TT
46
Tower Trust
Indiana
$67K – – –
CFA
47
Cahill Financial Advisors
Minnesota
$66K +$66K +11,078 New
Creative Planning
48
Creative Planning
Kansas
$63K +$63K +10,572 New
ABC
49
Associated Banc-Corp
Wisconsin
$59K – – –
SMG
50
Spectrum Management Group
Indiana
$46K +$46K +7,829 New
1
2
3