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HHY

Brookfield High Income Fund Inc.

Delisted

HHY was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
PRCM
1
Pine River Capital Management
Minnesota
$4.1M
GC
2
Guggenheim Capital
Illinois
$3.86M +$368K +51,701 +10%
HK
3
Horizon Kinetics
New York
$2.03M -$280K -39,357 -12%
RCM
4
Rivernorth Capital Management
Florida
$1.97M
SFS
5
Shaker Financial Services
Virginia
$1.95M +$979K +137,684 +95%
Invesco
6
Invesco
Georgia
$1.64M +$420K +59,044 +33%
MIG
7
Mariner Investment Group
New York
$1.59M +$495K +69,572 +43%
YMRC
8
Yorktown Management & Research Company
Virginia
$1.41M
LCM
9
Landscape Capital Management
New Jersey
$680K +$373K +52,505 +113%
Morgan Stanley
10
Morgan Stanley
New York
$627K +$342K +48,167 +112%
WAM
11
Wolverine Asset Management
Illinois
$581K -$90.1K -12,676 -13%
SG Americas Securities
12
SG Americas Securities
New York
$438K +$354K +49,848 +360%
AA
13
AQR Arbitrage
Connecticut
$401K +$237K +33,324 +133%
LPL Financial
14
LPL Financial
California
$381K +$4.71K +662 +1%
PPA
15
Parametric Portfolio Associates
Washington
$348K +$359K +50,545 New
RJA
16
Raymond James & Associates
Florida
$345K +$38.7K +5,449 +12%
Bank of America
17
Bank of America
North Carolina
$266K -$56.3K -7,915 -17%
SI
18
SII Investments
Wisconsin
$266K
FAAS
19
First Allied Advisory Services
California
$212K
Wells Fargo
20
Wells Fargo
California
$203K +$127K +17,898 +153%
UBS Group
21
UBS Group
Switzerland
$201K +$2.89K +407 +1%
WAM
22
Weiss Asset Management
Massachusetts
$150K +$155K +21,819 New
WS
23
Wedbush Securities
California
$115K +$119K +16,729 New
Squarepoint
24
Squarepoint
New York
$92K +$95.3K +13,400 New
CRC
25
Curi RMB Capital
Illinois
$86K -$447K -62,847 -83%