Mariner Investment Group’s Brookfield High Income Fund Inc. HHY Stock Holding History

Mariner Investment Group’s Portfolio HHY Stock Details HHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-95,878	Closed	-$666K	–	197
2016 Q1	$666K	Sell	95,878 -136,244	-59%	-$895K	0.18%	108
2015 Q4	$1.59M	Buy	232,122 +69,572	+43%	+$495K	0.35%	89
2015 Q3	$1.16M	Buy	+162,550	New	+$1.25M	0.23%	113
2015 Q2	–	Sell	-104,854	Closed	-$925K	–	259
2015 Q1	$925K	Sell	104,854 -127,146	-55%	-$1.13M	0.25%	99
2014 Q4	$2.07M	Buy	+232,000	New	+$2.15M	0.35%	79

Other funds holding HHY

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $303M AUM 4.89% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $226M AUM 6.92% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mariner Investment Group's HHY Position: Q2 2016 in Review

Mariner Investment Group sold out of Brookfield High Income Fund Inc. (HHY) in Q2 2016, closing a stake of 95,878 shares — an estimated $666K sold.

Mariner Investment Group first reported a position in HHY in Q4 2014 and held it in 5 quarters. The position peaked at $2.07M in Q4 2014. 48 funds tracked by Wall St. Rank hold HHY as of Q2 2016.

Mariner Investment Group reported no remaining Brookfield High Income Fund Inc. position as of Q2 2016 after selling out during the quarter.
Mariner Investment Group sold 95,878 Brookfield High Income Fund Inc. shares in Q2 2016, an estimated $666K.
Mariner Investment Group first reported a position in Brookfield High Income Fund Inc. in Q4 2014 and held it in 5 quarters.
Mariner Investment Group's Brookfield High Income Fund Inc. position peaked at $2.07M in Q4 2014.
48 funds tracked by Wall St. Rank held Brookfield High Income Fund Inc. as of Q2 2016.

Based on Mariner Investment Group's 13F filing for Q2 2016, filed 3 Aug 2016.