Pine River Capital Management’s Brookfield High Income Fund Inc. HHY Stock Holding History

Pine River Capital Management’s Portfolio HHY Stock Details HHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-83,235	Closed	-$600K	–	494
2016 Q2	$600K	Sell	83,235 -512,337	-86%	-$3.67M	0.01%	365
2016 Q1	$4.18M	Hold	595,572	–	–	0.06%	185
2015 Q4	$4.1M	Hold	595,572	–	–	0.05%	218
2015 Q3	$4.34M	Buy	595,572 +10,581	+2%	+$81.4K	0.06%	222
2015 Q2	$4.77M	Hold	584,991	–	–	0.05%	232
2015 Q1	$5.16M	Hold	584,991	–	–	0.06%	204
2014 Q4	$5.21M	Buy	584,991 +20,426	+4%	+$189K	0.07%	202
2014 Q3	$5.29M	Buy	+564,565	New	+$5.64M	0.06%	263

Other funds holding HHY

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $226M AUM 6.92% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Pine River Capital Management's HHY Position: Q3 2016 in Review

Pine River Capital Management sold out of Brookfield High Income Fund Inc. (HHY) in Q3 2016, closing a stake of 83,235 shares — an estimated $600K sold.

Pine River Capital Management first reported a position in HHY in Q3 2014 and held it in 8 quarters. The position peaked at $5.29M in Q3 2014. 47 funds tracked by Wall St. Rank hold HHY as of Q3 2016.

Pine River Capital Management reported no remaining Brookfield High Income Fund Inc. position as of Q3 2016 after selling out during the quarter.
Pine River Capital Management sold 83,235 Brookfield High Income Fund Inc. shares in Q3 2016, an estimated $600K.
Pine River Capital Management first reported a position in Brookfield High Income Fund Inc. in Q3 2014 and held it in 8 quarters.
Pine River Capital Management's Brookfield High Income Fund Inc. position peaked at $5.29M in Q3 2014.
47 funds tracked by Wall St. Rank held Brookfield High Income Fund Inc. as of Q3 2016.

Based on Pine River Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.