Pine River Capital Management’s Brookfield High Income Fund Inc. HHY Stock Holding History

Pine River Capital Management’s Portfolio HHY Stock Details HHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-83,235	Closed	-$600	–	508
2016 Q2	$600	Sell	83,235 -512,337	-86%	-$3.67M	﹤0.01%	366
2016 Q1	$4.18M	Hold	595,572	–	–	0.08%	185
2015 Q4	$4.1M	Hold	595,572	–	–	0.07%	218
2015 Q3	$4.34M	Buy	595,572 +10,581	+2%	+$81.4K	0.08%	222
2015 Q2	$4.77M	Hold	584,991	–	–	0.07%	232
2015 Q1	$5.16M	Hold	584,991	–	–	0.08%	204
2014 Q4	$5.21M	Buy	584,991 +20,426	+4%	+$189K	0.09%	202
2014 Q3	$5.29M	Buy	+564,565	New	+$5.64M	0.1%	263

Other funds holding HHY

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Shaker Financial Services Arlington, Virginia $287M AUM 1.83% 1-Year Est. Return

Robinson Capital Management Grosse Pointe Farms, Michigan $223M AUM 0.62% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Horizon Kinetics New York $2.96B AUM 5.37% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $5.43B AUM 42.42% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return