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HHY

Brookfield High Income Fund Inc.

Delisted

HHY was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$6.34M +$6.76M +676,731 New
PRCM
2
Pine River Capital Management
Minnesota
$5.29M +$5.64M +564,565 New
HK
3
Horizon Kinetics
New York
$4.13M +$4.29M +429,103 +3,654%
IA
4
Icon Advisers
Colorado
$1.34M +$1.42M +142,633 New
LPL Financial
5
LPL Financial
California
$1.04M +$1.11M +111,035 New
RCM
6
Rivernorth Capital Management
Florida
$905K +$965K +96,614 New
U
7
UBS
Switzerland
$661K +$556K +55,664 +374%
RJA
8
Raymond James & Associates
Florida
$496K +$529K +52,971 New
SG Americas Securities
9
SG Americas Securities
New York
$445K +$474K +47,442 New
Grantham, Mayo, Van Otterloo & Co (GMO)
10
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$434K +$463K +46,390 New
Morgan Stanley
11
Morgan Stanley
New York
$432K +$395K +39,549 +607%
Wells Fargo
12
Wells Fargo
California
$411K +$343K +34,365 +361%
WAM
13
Wolverine Asset Management
Illinois
$390K +$416K +41,642 New
SI
14
SII Investments
Wisconsin
$360K -$13K -1,300 -3%
PPA
15
Parametric Portfolio Associates
Washington
$296K +$315K +31,587 New
FAAS
16
First Allied Advisory Services
California
$296K +$316K +31,637 New
YMRC
17
Yorktown Management & Research Company
Virginia
$280K +$298K +29,877 New
OC
18
Oppenheimer & Co
New York
$249K +$123K +12,297 +86%
SFS
19
Shaker Financial Services
Virginia
$198K +$211K +21,093 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$160K +$171K +17,121 New
Creative Planning
21
Creative Planning
Kansas
$133K +$142K +14,205 New
AIG
22
American International Group
New York
$127K -$73.3K -7,340 -35%
Bank of America
23
Bank of America
North Carolina
$121K +$81K +8,108 +169%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$120K +$128K +12,847 New
BC
25
Brookfield Corp
Ontario, Canada
$111K +$118K +11,800 New