U
HHY

UBS’s Brookfield High Income Fund Inc. HHY Stock Holding History

UBS’s Portfolio HHY Stock Details HHY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$661K Buy
70,536
+55,664
+374% +$556K ﹤0.01% 4009
2014
Q2 		$156K Sell
14,872
-2,109
-12% -$21.8K ﹤0.01% 5420
2014
Q1 		$171K Buy
16,981
+966
+6% +$9.55K ﹤0.01% 5376
2013
Q4 		$156K Sell
16,015
-684
-4% -$6.71K ﹤0.01% 5560
2013
Q3 		$165K Buy
16,699
+1,276
+8% +$12.2K ﹤0.01% 5416
2013
Q2 		$148K Buy
+15,423
New +$158K ﹤0.01% 5427

Other funds holding HHY

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $44.4B AUM 36.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS's HHY Position: Q3 2014 in Review

UBS increased its Brookfield High Income Fund Inc. (HHY) stake by 374% in Q3 2014, buying an estimated $556K and bringing the position to 70,536 shares worth $661K. The position accounts for ﹤0.01% of the portfolio, ranked #4009.

UBS first reported a position in HHY in Q2 2013 and has held it in 6 quarters since. 42 funds tracked by Wall St. Rank hold HHY as of Q3 2014.

  • UBS held 70,536 shares of Brookfield High Income Fund Inc. worth $661K as of Q3 2014.
  • UBS bought 55,664 Brookfield High Income Fund Inc. shares in Q3 2014, an estimated $556K.
  • Brookfield High Income Fund Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4009 holding.
  • UBS first reported a position in Brookfield High Income Fund Inc. in Q2 2013 and has held it in 6 quarters since.
  • 42 funds tracked by Wall St. Rank held Brookfield High Income Fund Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.