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HCF

NEXPOINT CREDIT STRATEGIES FUND
HCF

Delisted

HCF was delisted on the 7th of September, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
-$352K -61,576 Closed
LPL Financial
27
LPL Financial
California
-$283K -48,796 Closed
LCM
28
Landscape Capital Management
New Jersey
-$214K -37,449 Closed
ICAS
29
Investors Capital Advisory Services
Massachusetts
-$172K -30,142 Closed
LTFS
30
Ladenburg Thalmann Financial Services
Florida
-$172K -30,135 Closed
WEC
31
Winslow Evans & Crocker
Massachusetts
-$139K -24,278 Closed
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
-$133K -23,311 Closed
MIG
33
Mariner Investment Group
New York
-$83K -14,493 Closed
CCM
34
Context Capital Management
California
-$64K -11,357 Closed
FAAS
35
First Allied Advisory Services
California
-$54K -10,711 Closed
VFS
36
VSR Financial Services
Kansas
-$60K -10,500 Closed
EC
37
EJF Capital
Virginia
-$41K -7,200 Closed
MFS
38
MSI Financial Services
Massachusetts
-$27K -4,710 Closed
AIG
39
American International Group
New York
-$25K -4,363 Closed
Deutsche Bank
40
Deutsche Bank
Germany
-$15K -2,782 Closed
US Bancorp
41
US Bancorp
Minnesota
-$14K -2,500 Closed
WCM
42
Windsor Capital Management
Arizona
-$6K -1,211 Closed
BFEC
43
Benjamin F. Edwards & Company
Missouri
-$7K -1,183 Closed
TRCT
44
Tower Research Capital (TRC)
New York
-$4K -683 Closed
Citigroup
45
Citigroup
New York
-$3K -461 Closed
CLOS
46
Compagnie Lombard Odier SCmA
Switzerland
-$1K -149 Closed
IWMPD
47
Integrated Wealth Management (Palm Desert)
California
-$1K -100 Closed