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HCF

NEXPOINT CREDIT STRATEGIES FUND
HCF

Delisted

HCF was delisted on the 7th of September, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
AGM
26
Alpine Global Management
New York
$784K +$784K +64,458 New
LPL Financial
27
LPL Financial
California
$601K +$152K +19,948 +34%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$576K +$576K +47,300 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$432K +$284K +23,424 +193%
PA
30
Pinnacle Associates
New York
$418K +$418K +34,379 New
ICAS
31
Investors Capital Advisory Services
Massachusetts
$340K
EC
32
EJF Capital
Virginia
$340K +$340K +27,920 New
RTS
33
Round Table Services
New Jersey
$330K +$330K +27,100 New
WEC
34
Winslow Evans & Crocker
Massachusetts
$324K
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$314K +$65.3K +5,369 +26%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$277K +$22.6K +1,860 +9%
CCM
37
Context Capital Management
California
$272K
OC
38
Oppenheimer & Co
New York
$257K -$72.6K -5,962 -22%
FNYS
39
First New York Securities
New York
$242K +$242K +19,860 New
Goldman Sachs
40
Goldman Sachs
New York
$178K -$79.2K -6,497 -31%
B
41
Baird
Wisconsin
$175K
SWP
42
Stratos Wealth Partners
Ohio
$159K +$159K +13,083 New
SCM
43
Saba Capital Management
New York
$139K
FAAS
44
First Allied Advisory Services
California
$127K +$127K +11,387 New
Creative Planning
45
Creative Planning
Kansas
$119K +$52.9K +4,336 +80%
S
46
SignatureFD
Georgia
$91K +$91K +7,500 New
MA
47
MUFG Americas
New York
$68K +$3.57K +294 +6%
AIG
48
American International Group
New York
$53.1K -$66.3K -5,451 -56%
GWS
49
Glassman Wealth Services
Virginia
$42K +$42K +3,413 New
US Bancorp
50
US Bancorp
Minnesota
$37K