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GGN

GAMCO Global Gold, Natural Resources & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
TFA
76
Transamerica Financial Advisors
Florida
$17K +$1.59K +200 +10%
RFA
77
Reilly Financial Advisors
California
$15K
NFG
78
Next Financial Group
Texas
$14K -$29.3K -3,692 -65%
CAPTRUST Financial Advisors
79
CAPTRUST Financial Advisors
North Carolina
$13K +$14.5K +1,832 New
Thrivent Financial for Lutherans
80
Thrivent Financial for Lutherans
Minnesota
$12K
BBHC
81
Brown Brothers Harriman & Co
New York
$8K +$8.72K +1,100 New
EFSCE
82
Enterprise Financial Services Corp (EFSC)
Missouri
$7K
TDC
83
Thompson Davis & Co
Virginia
$7K
MAA
84
Managed Account Advisors
New Jersey
$7K +$7.93K +1,000 New
BFEC
85
Benjamin F. Edwards & Company
Missouri
$5K -$245K -30,958 -98%
SIA
86
Stancorp Investment Advisers
Oregon
$4K +$4.2K +530 New
GI
87
Gradient Investments
Minnesota
$4K +$4.21K +531 New
AA
88
AlphaMark Advisors
Kentucky
$3K
GGPS
89
Gary Goldberg Planning Services
New York
$3K
MAS
90
Madden Advisory Services
Florida
$3K +$127 +16 +4%
BIM
91
BlackRock Investment Management
Delaware
$3K +$3.43K +433 New
CFA
92
Carroll Financial Associates
North Carolina
$2K
NHFG
93
New Harbor Financial Group
Massachusetts
$2K +$2.38K +300 New
Fifth Third Bancorp
94
Fifth Third Bancorp
Ohio
$1K
GC
95
Guggenheim Capital
Illinois
-$2.49M -269,645 Closed
JP Morgan Chase
96
JP Morgan Chase
New York
-$229K -24,737 Closed
FAAS
97
First Allied Advisory Services
California
-$159K -17,050 Closed
William Blair & Company
98
William Blair & Company
Illinois
-$155K -16,800 Closed
BF
99
BOK Financial
Oklahoma
-$106K -11,500 Closed
US Bancorp
100
US Bancorp
Minnesota
-$56K -6,000 Closed