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GGN

GAMCO Global Gold, Natural Resources & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
AA
76
AlphaMark Advisors
Kentucky
$4K – – –
MAS
77
Madden Advisory Services
Florida
$4K +$108 +11 +3%
NHFG
78
New Harbor Financial Group
Massachusetts
$3K – – –
CFA
79
Carroll Financial Associates
North Carolina
$2K – – –
First Manhattan
80
First Manhattan
New York
$2K +$2.2K +225 New
SG Americas Securities
81
SG Americas Securities
New York
– -$3.61M -399,815 Closed
MIG
82
Mariner Investment Group
New York
– -$2.71M -300,700 Closed
RCM
83
Rivernorth Capital Management
Florida
– -$2.06M -228,100 Closed
WAM
84
Weiss Asset Management
Massachusetts
– -$2.03M -224,688 Closed
WAM
85
Wolverine Asset Management
Illinois
– -$1.57M -174,202 Closed
PP
86
Paloma Partners
Connecticut
– -$802K -88,928 Closed
TC
87
TFS Capital
Pennsylvania
– -$594K -65,872 Closed
OFG
88
OTA Financial Group
New York
– -$394K -43,754 Closed
DA
89
Doliver Advisors
Texas
– -$329K -36,473 Closed
CAS
90
CTC Alternative Strategies
Illinois
– -$261K -28,900 Closed
RVP
91
Relative Value Partners
Illinois
– -$214K -23,753 Closed
LCM
92
Landscape Capital Management
New Jersey
– -$181K -20,088 Closed
MMG
93
Monetary Management Group
Missouri
– -$92K -10,247 Closed
MWM
94
Merriman Wealth Management
Washington
– -$90K -10,000 Closed
Bank of Montreal
95
Bank of Montreal
Ontario, Canada
– -$18K -2,023 Closed
PMFA
96
Plante Moran Financial Advisors
Michigan
– -$11K -1,180 Closed