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Great Elm Group

Name Holding Trade Value Shares
Change
Change in
Stake
MCM
1
Mast Capital Management
Massachusetts
$15.3M +$15.5M +1,755,732 New
KCM
2
Kingdon Capital Management
New York
$4.74M
SRFM
3
Shannon River Fund Management
New York
$3.81M
NC
4
Nokomis Capital
Texas
$3.76M
Vanguard Group
5
Vanguard Group
Pennsylvania
$2.75M +$13.2K +1,494 +0.5%
Renaissance Technologies
6
Renaissance Technologies
New York
$1.93M -$172K -19,459 -8%
ICM
7
ISZO Capital Management
New York
$1.43M +$1.45M +164,877 New
AIC
8
AWM Investment Company
New York
$1.24M
BIT
9
BlackRock Institutional Trust
California
$1.08M
PGCM
10
Prescott Group Capital Management
Oklahoma
$921K -$662K -75,000 -41%
Fuller & Thaler Asset Management
11
Fuller & Thaler Asset Management
California
$831K -$1.32K -150 -0.2%
SST
12
S Squared Technology
New York
$785K
PP
13
Paloma Partners
Connecticut
$769K -$190K -21,531 -20%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$611K +$35.5K +4,028 +6%
GC
15
Globeflex Capital
California
$496K
Dimensional Fund Advisors
16
Dimensional Fund Advisors
Texas
$481K -$20.8K -2,354 -4%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$332K -$12.4K -1,409 -4%
Goldman Sachs
18
Goldman Sachs
New York
$236K -$382K -43,287 -62%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$232K -$295K -33,484 -56%
Millennium Management
20
Millennium Management
New York
$194K +$12.3K +1,394 +7%
Morgan Stanley
21
Morgan Stanley
New York
$186K -$170K -19,278 -47%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$180K
NPGCU
23
Napier Park Global Capital (US)
New York
$146K -$694K -78,633 -82%
JC
24
JBF Capital
Colorado
$145K +$147K +16,667 New
Northern Trust
25
Northern Trust
Illinois
$134K -$710K -80,461 -84%