Napier Park Global Capital (US)’s Great Elm Group GEG Stock Holding History

Napier Park Global Capital (US)’s Portfolio GEG Stock Details GEG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-16,740	Closed	-$146K	–	48
2015 Q3	$146K	Sell	16,740 -78,633	-82%	-$694K	0.09%	40
2015 Q2	$710K	Hold	95,373	–	–	0.25%	42
2015 Q1	$654K	Hold	95,373	–	–	0.22%	39
2014 Q4	$1.14M	Sell	95,373 -7,511	-7%	-$128K	0.34%	37
2014 Q3	$2.3M	Sell	102,884 -1,116	-1%	-$27.2K	0.78%	31
2014 Q2	$2.78M	Buy	104,000 +20,667	+25%	+$531K	1.16%	34
2014 Q1	$2.17M	Sell	83,333 -20,334	-20%	-$378K	0.66%	33
2013 Q4	$1.72M	Buy	+103,667	New	+$1.91M	0.31%	46

Other funds holding GEG

MCM

Mast Capital Management Boston, Massachusetts $68.6M AUM 19.35% 1-Year Est. Return

KCM

Kingdon Capital Management New York $911M AUM 51.11% 1-Year Est. Return

SRFM

Shannon River Fund Management New York $524M AUM 90.54% 1-Year Est. Return

Nokomis Capital Dallas, Texas $349M AUM 75.66% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return

Napier Park Global Capital (US)'s GEG Position: Q4 2015 in Review

Napier Park Global Capital (US) sold out of Great Elm Group (GEG) in Q4 2015, closing a stake of 16,740 shares — an estimated $146K sold.

Napier Park Global Capital (US) first reported a position in GEG in Q4 2013 and held it in 8 quarters. The position peaked at $2.78M in Q2 2014. 44 funds tracked by Wall St. Rank hold GEG as of Q4 2015.

Napier Park Global Capital (US) reported no remaining Great Elm Group position as of Q4 2015 after selling out during the quarter.
Napier Park Global Capital (US) sold 16,740 Great Elm Group shares in Q4 2015, an estimated $146K.
Napier Park Global Capital (US) first reported a position in Great Elm Group in Q4 2013 and held it in 8 quarters.
Napier Park Global Capital (US)'s Great Elm Group position peaked at $2.78M in Q2 2014.
44 funds tracked by Wall St. Rank held Great Elm Group as of Q4 2015.

Based on Napier Park Global Capital (US)'s 13F filing for Q4 2015, filed 10 Feb 2016.