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Great Elm Group

Name Holding Trade Value Shares
Change
Change in
Stake
MCM
1
Mast Capital Management
Massachusetts
$18.2M
KCM
2
Kingdon Capital Management
New York
$5.64M
SRFM
3
Shannon River Fund Management
New York
$4.53M
NC
4
Nokomis Capital
Texas
$4.47M
ICM
5
ISZO Capital Management
New York
$3.57M +$1.87M +179,591 +109%
Vanguard Group
6
Vanguard Group
Pennsylvania
$3.29M +$13.8K +1,319 +0.4%
Renaissance Technologies
7
Renaissance Technologies
New York
$2.54M +$246K +23,594 +11%
AIC
8
AWM Investment Company
New York
$1.48M
BIT
9
BlackRock Institutional Trust
California
$1.29M
PGCM
10
Prescott Group Capital Management
Oklahoma
$1.1M
Fuller & Thaler Asset Management
11
Fuller & Thaler Asset Management
California
$1.04M +$53K +5,083 +5%
SST
12
S Squared Technology
New York
$934K
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$520K -$53.3K -5,107 -9%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$414K +$19.4K +1,860 +5%
California Public Employees Retirement System
15
California Public Employees Retirement System
California
$215K
Bank of New York Mellon
16
Bank of New York Mellon
New York
$203K -$529K -50,665 -72%
JC
17
JBF Capital
Colorado
$173K
Northern Trust
18
Northern Trust
Illinois
$138K -$21.1K -2,023 -13%
Goldman Sachs
19
Goldman Sachs
New York
$113K -$168K -16,122 -60%
Millennium Management
20
Millennium Management
New York
$104K -$128K -12,293 -55%
Morgan Stanley
21
Morgan Stanley
New York
$92K -$130K -12,469 -58%
CHAM
22
Clear Harbor Asset Management
Connecticut
$88K +$88.4K +8,473 New
PAG
23
Private Advisor Group
New Jersey
$76K
BCM
24
Bridgeway Capital Management
Texas
$74K -$11.8K -1,133 -14%
State Street
25
State Street
Massachusetts
$49K