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Great Elm Group

Name Holding Trade Value Shares
Change
Change in
Stake
NRCM
1
Northern Right Capital Management
Connecticut
$8.5M
KCM
2
Kingdon Capital Management
New York
$2.95M
AGC
3
Alden Global Capital
Florida
$2.63M
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.19M +$36.2K +17,583 +2%
APCM
5
Arbiter Partners Capital Management
New York
$1.97M
CSC
6
Cove Street Capital
California
$1.93M +$139K +67,393 +7%
Renaissance Technologies
7
Renaissance Technologies
New York
$1.49M -$74.5K -36,200 -5%
RA
8
Royce & Associates
New York
$1.46M
BlackRock
9
BlackRock
New York
$721K -$17.3K -8,402 -2%
CP
10
Clayton Partners
California
$695K +$172K +83,525 +35%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$508K +$77.2K +37,545 +19%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$313K -$473 -230 -0.2%
BCM
13
Bridgeway Capital Management
Texas
$239K +$325 +158 +0.1%
State Street
14
State Street
Massachusetts
$144K -$2.19K -1,066 -2%
OAM
15
Oppenheimer Asset Management
New York
$108K -$21.7K -10,527 -17%
Northern Trust
16
Northern Trust
Illinois
$101K
Morgan Stanley
17
Morgan Stanley
New York
$98.7K
Dimensional Fund Advisors
18
Dimensional Fund Advisors
Texas
$93.1K -$127K -61,827 -59%
OC
19
Oppenheimer & Co
New York
$43.2K
Bank of New York Mellon
20
Bank of New York Mellon
New York
$39K
TSS
21
Two Sigma Securities
New York
$37.6K +$36.1K +17,574 New
TCOT
22
Trust Company of Toledo
Ohio
$32.1K
TRCT
23
Tower Research Capital (TRC)
New York
$5.66K -$619 -301 -10%
Bank of America
24
Bank of America
North Carolina
$2.94K
UBS Group
25
UBS Group
Switzerland
$501 +$140 +68 +41%