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Western Asset Global Corporate Defined Opportunity Fund
GDO

Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
26
Cetera Advisor Networks
California
$191K -$26.8K -1,880 -12%
Stifel Financial
27
Stifel Financial
Missouri
$184K -$414K -29,076 -68%
IHL
28
Investment House LLC
California
$177K -$42.8K -3,000 -19%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$148K +$11.9K +832 +8%
CMS
30
Capital Market Strategies
Florida
$141K -$2.85K -200 -2%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$108K – – –
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$51K +$43.7K +3,069 +477%
HNWAG
33
High Net Worth Advisory Group
Florida
$32K – – –
Bessemer Group
34
Bessemer Group
New Jersey
$31K – – –
HI
35
Harbour Investments
Wisconsin
$29K +$30.4K +2,130 New
SWM
36
Spire Wealth Management
Virginia
$20K -$20.9K -1,464 -50%
AWM
37
Atticus Wealth Management
Florida
$16K – – –
FIA
38
FNY Investment Advisers
New York
$12K – – –
COCM
39
Charter Oak Capital Management
New Hampshire
$9K – – –
IRC
40
Investors Research Corp
Georgia
$8K – – –
Lazard Asset Management
41
Lazard Asset Management
New York
$8K – – –
GWM
42
Geneos Wealth Management
Colorado
$7K – – –
TRCT
43
Tower Research Capital (TRC)
New York
$4K +$4.28K +300 New
CA
44
Clearstead Advisors
Ohio
$3K +$3.11K +218 New
RCM
45
Rivernorth Capital Management
Florida
– -$404K -27,214 Closed
CHAM
46
Clear Harbor Asset Management
Connecticut
– -$298K -20,050 Closed
AWE
47
Avidian Wealth Enterprises
Texas
– -$233K -15,710 Closed
SIA
48
Sit Investment Associates
Minnesota
– -$192K -12,929 Closed
OC
49
Oppenheimer & Co
New York
– -$170K -11,460 Closed
1CP
50
1607 Capital Partners
Virginia
– -$119K -8,000 Closed
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