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Gabelli Convertible and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MFW
26
Mosaic Family Wealth
Missouri
– -$31K -6,000 Closed
US Bancorp
27
US Bancorp
Minnesota
– -$21K -4,027 Closed
DBT
28
Dubuque Bank & Trust
Iowa
– -$16K -3,000 Closed
LTFS
29
Ladenburg Thalmann Financial Services
Florida
– -$10K -2,000 Closed
UBS Group
30
UBS Group
Switzerland
– -$8K -1,499 Closed