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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Canada Life
51
Canada Life
Manitoba, Canada
$87K +$90K +8,623 New
APA
52
American Portfolios Advisors
New York
$67.9K +$32.4K +3,101 +86%
Citigroup
53
Citigroup
New York
$53K +$13K +1,250 +31%
NSIM
54
North Star Investment Management
Illinois
$50K – – –
Advisor Group
55
Advisor Group
Arizona
$49K -$20.9K -2,000 -29%
Barclays
56
Barclays
United Kingdom
$45K +$46.3K +4,437 New
Manulife (Manufacturers Life Insurance)
57
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$44K -$22.1K -2,123 -33%
Bank of America
58
Bank of America
North Carolina
$40K +$28.9K +2,767 +230%
Tower Research Capital (TRC)
59
Tower Research Capital (TRC)
New York
$38K +$14.9K +1,425 +63%
RQS
60
Ramsey Quantitative Systems
Kentucky
$37K -$21.1K -2,022 -35%
WDL
61
Well Done LLC
Michigan
$28K +$28.6K +2,741 New
IFP Advisors
62
IFP Advisors
Florida
$25K – – –
Thompson Siegel & Walmsley
63
Thompson Siegel & Walmsley
Virginia
$17K – – –
Advisory Services Network
64
Advisory Services Network
Georgia
$17K +$177 +17 +1%
WAP
65
Wealthcare Advisory Partners
Pennsylvania
$17K +$14.1K +1,350 +450%
WEC
66
Winslow Evans & Crocker
Massachusetts
$5.81K – – –
Federation des caisses Desjardins du Quebec
67
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.05K – – –
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$5K -$6.26K -600 -55%
Valeo Financial Advisors
69
Valeo Financial Advisors
Indiana
$4K – – –
OA
70
Outfitter Advisors
Virginia
– -$2.79M -249,915 Closed
AIM
71
Advantage Investment Management
Iowa
– -$1.53M -137,519 Closed
Arrowstreet Capital
72
Arrowstreet Capital
Massachusetts
– -$678K -60,794 Closed
Confluence Investment Management
73
Confluence Investment Management
Missouri
– -$328K -29,360 Closed
Susquehanna International Group
74
Susquehanna International Group
Pennsylvania
– -$280K -25,093 Closed
DWM
75
Doyle Wealth Management
Florida
– -$133K -11,900 Closed