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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
51
Rotella Capital Management
Washington
$81K +$84.8K +10,921 New
AG
52
Algert Global
California
$78K -$252K -32,396 -76%
TRCT
53
Tower Research Capital (TRC)
New York
$60K +$52.4K +6,743 +472%
PG
54
PEAK6 Group
Illinois
$45K +$47.6K +6,126 New
NSIM
55
North Star Investment Management
Illinois
$38K
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$28K +$29.5K +3,800 New
Barclays
57
Barclays
United Kingdom
$21K -$143K -18,469 -86%
Fifth Third Bancorp
58
Fifth Third Bancorp
Ohio
$20K
Ameriprise
59
Ameriprise
Minnesota
$15K -$9.98K -1,285 -38%
BBPWM
60
Blue Bell Private Wealth Management
Pennsylvania
$12K -$12.8K -1,650 -50%
BRWM
61
B. Riley Wealth Management
Tennessee
$12K +$186 +24 +1%
WA
62
WFG Advisors
Texas
$10K
RIA
63
Regal Investment Advisors
Michigan
$6K
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$5K -$75.2K -9,686 -94%
Dimensional Fund Advisors
65
Dimensional Fund Advisors
Texas
$2K
Citigroup
66
Citigroup
New York
$1K -$36.3K -4,674 -96%
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$1K +$917 +118 New
BFA
68
BlackRock Fund Advisors
California
-$6.14M -742,418 Closed
JP Morgan Chase
69
JP Morgan Chase
New York
-$4.42M -535,007 Closed
BIT
70
BlackRock Institutional Trust
California
-$2.67M -323,010 Closed
TC
71
TFS Capital
Pennsylvania
-$1.34M -161,524 Closed
TCIM
72
TIAA CREF Investment Management
New York
-$943K -114,041 Closed
BIM
73
BlackRock Investment Management
Delaware
-$765K -92,466 Closed
NFA
74
Nationwide Fund Advisors
Ohio
-$737K -89,139 Closed
Bank of New York Mellon
75
Bank of New York Mellon
New York
-$733K -88,632 Closed