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FT Vest US Equity Buffer ETF September
FSEP

47 hedge funds and large institutions have $45.4M invested in FT Vest US Equity Buffer ETF September in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 2

114% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 7

87% more capital invested

Capital invested by funds: $24.2M → $45.4M (+$21.2M)

52% more funds holding

Funds holding: 31 → 47 (+16)

0.35% more ownership

Funds ownership: 34% → 34.34% (+0.35%)

Holders
47
Holders Change
+16
Holders Change %
+51.61%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
15
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CCP
Cassia Capital Partners
North Carolina
+$6.51M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$3.39M
3
BFG
Beacon Financial Group
Texas
+$2.79M
4
OMC
Old Mission Capital
Illinois
+$1.23M
5
WP
WealthSource Partners
California
+$676K

Top Sellers

Rank Fund Capital Flow
1
BRWA
B. Riley Wealth Advisors
Florida
-$487K
2
Wolverine Trading
Wolverine Trading
Illinois
-$431K
3
SPC
Sigma Planning Corp
Michigan
-$424K
4
IA
IFP Advisors
Florida
-$259K
5
Citadel Advisors
Citadel Advisors
Florida
-$248K
Name Holding Trade Value Shares
Change 		Change in
Stake
CFGS
26
Concourse Financial Group Securities
Alabama
$465K +$324K +9,192 +247%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$422K +$413K +11,724 New
MSFS
28
Main Street Financial Solutions
Pennsylvania
$414K – – –
SPC
29
Sigma Planning Corp
Michigan
$391K -$424K -12,030 -53%
MCWS
30
McKinley Carter Wealth Services
West Virginia
$371K – – –
TCM
31
Triumph Capital Management
Colorado
$369K +$21.8K +617 +6%
ACMA
32
Arbor Capital Management (Alaska)
Alaska
$366K +$358K +10,163 New
1SB
33
1ST Source Bank
Indiana
$339K – – –
DFA
34
DHJJ Financial Advisors
Illinois
$324K +$34.4K +975 +12%
RWA
35
Redhawk Wealth Advisors
Minnesota
$302K +$295K +8,379 New
PWM
36
PRW Wealth Management
Massachusetts
$228K +$223K +6,336 New
BRWA
37
B. Riley Wealth Advisors
Florida
$226K -$487K -13,799 -69%
APA
38
American Portfolios Advisors
New York
$215K +$10.8K +305 +5%
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$184K +$180K +5,116 New
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$88K +$86.4K +2,449 New
IA
41
IFP Advisors
Florida
$72K -$259K -7,345 -79%
UBS Group
42
UBS Group
Switzerland
$54K +$53.3K +1,511 New
SAM
43
Strategic Asset Management
Minnesota
$31K +$4.94K +140 +19%
AF
44
Advisornet Financial
Minnesota
$29K +$17.6K +500 +167%
CAL
45
Capital Analysts LLC
Pennsylvania
$11K +$10.6K +300 New
SCA
46
Snowden Capital Advisors
New York
$3K +$3.53K +100 New
CP
47
Castleview Partners
Texas
$2.19K +$2.78M +78,898 New
Wolverine Trading
48
Wolverine Trading
Illinois
– -$431K -12,596 Closed
MA
49
Mutual Advisors
Nebraska
– -$208K -6,117 Closed
1
2

FSEP Hedge Fund Activity: Q4 2021 in Review

47 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF September (FSEP) for Q4 2021, worth a combined $45.4M — up 87% from $24.2M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FSEP positions and 2 closed out — a net gain of 18 holders — while 15 added to existing stakes and 7 trimmed.

The largest buyer was Cassia Capital Partners, opening a new position worth an estimated $6.51M. The largest seller was B. Riley Wealth Advisors, cutting an estimated $487K.

  • 47 institutional investors held FT Vest US Equity Buffer ETF September (FSEP) as of Q4 2021, up from 31 in Q3 2021.
  • Funds reported $45.4M of FT Vest US Equity Buffer ETF September stock for Q4 2021, up 87% quarter-over-quarter.
  • 20 funds opened new FT Vest US Equity Buffer ETF September positions in Q4 2021 and 2 closed out, a net change of +18 holders.
  • The largest FT Vest US Equity Buffer ETF September buyer in Q4 2021 was Cassia Capital Partners, an estimated $6.51M added.
  • The largest FT Vest US Equity Buffer ETF September seller in Q4 2021 was B. Riley Wealth Advisors, an estimated $487K sold.

Based on aggregated 13F filings for Q4 2021.