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FSCS

First Trust SMID Capital Strength ETF

24 hedge funds and large institutions have $14.8M invested in First Trust SMID Capital Strength ETF in 2024 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

41% more funds holding

Funds holding: 1724 (+7)

6% more capital invested

Capital invested by funds: $14M → $14.8M (+$797K)

1.67% less ownership

Funds ownership: 65.9%64.23% (-1.7%)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

Holders
24
Holders Change
+7
Holders Change %
+41.18%
% of All Funds
0.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
4
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$10.4M +$1.36M +37,425 +15%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$734K -$735K -20,207 -49%
BIM
3
Bullseye Investment Management
Ohio
$686K +$707K +19,437 New
FPWM
4
FSB Premier Wealth Management
Iowa
$660K +$36 +1 +0%
NA
5
NewEdge Advisors
Louisiana
$623K +$270K +7,423 +73%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$267K -$4.73K -130 -2%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$223K
Osaic Holdings
8
Osaic Holdings
Arizona
$206K +$163K +4,491 +340%
IAIM
9
International Assets Investment Management
Florida
$204K +$211K +5,787 New
IAA
10
Independent Advisor Alliance
North Carolina
$200K +$206K +5,662 New
CFGS
11
Concourse Financial Group Securities
Alabama
$170K -$910 -25 -0.5%
ACA
12
Aptus Capital Advisors
Alabama
$95.9K +$98.5K +2,707 New
UBS Group
13
UBS Group
Switzerland
$58.8K +$60.4K +1,660 New
MAS
14
MPWM Advisory Solutions
Georgia
$57.9K +$59.5K +1,636 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$46K -$19.5K -535 -29%
GWM
16
Geneos Wealth Management
Colorado
$39K
GRP
17
Global Retirement Partners
California
$35.4K -$12.4K -342 -25%
AF
18
Allworth Financial
California
$31.9K
PB
19
Pinnacle Bancorp
Nebraska
$30.9K
HI
20
Harbour Investments
Wisconsin
$8.61K
GSWM
21
Golden State Wealth Management
California
$1.87K +$1.89K +52 New
NS
22
NBC Securities
Alabama
$48 +$36 +1 New
Morgan Stanley
23
Morgan Stanley
New York
$44
Wells Fargo
24
Wells Fargo
California
$18
Citadel Advisors
25
Citadel Advisors
Florida
-$1.51M -42,923 Closed

FSCS Hedge Fund Activity: Q4 2024 in Review

24 of the 7,593 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Capital Strength ETF (FSCS) for Q4 2024, worth a combined $14.8M — up 5.7% from $14M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FSCS positions and 1 closed out — a net gain of 7 holders — while 4 added to existing stakes and 5 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.36M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.51M sold.

  • 24 institutional investors held First Trust SMID Capital Strength ETF (FSCS) as of Q4 2024, up from 17 in Q3 2024.
  • Funds reported $14.8M of First Trust SMID Capital Strength ETF stock for Q4 2024, up 5.7% quarter-over-quarter.
  • 8 funds opened new First Trust SMID Capital Strength ETF positions in Q4 2024 and 1 closed out, a net change of +7 holders.
  • The largest First Trust SMID Capital Strength ETF buyer in Q4 2024 was LPL Financial, an estimated $1.36M added.
  • The largest First Trust SMID Capital Strength ETF seller in Q4 2024 was Citadel Advisors, an estimated $1.51M sold.

Based on aggregated 13F filings for Q4 2024.