First Trust SMID Capital Strength ETF
FSCS
11 hedge funds and large institutions have $3.34M invested in First Trust SMID Capital Strength ETF in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 4 reducing their positions, and 2 closing their positions.
23% more capital invested
Capital invested by funds: $2.73M → $3.34M (+$615K)
6.02% more ownership
Funds ownership: 20.22% → 26.24% (+6%)
8% less funds holding
Funds holding: 12 → 11 (-1)
25% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 4
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAM
SignalPoint Asset Management
Springfield,
Missouri
|
+$664K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$308K |
| 3 |
FAIM
Financial Advocates Investment Management
Olympia,
Washington
|
+$37K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$21.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$198K |
| 2 |
LPL Financial
San Diego,
California
|
-$114K |
| 3 |
LFAS
Level Four Advisory Services
Dallas,
Texas
|
-$114K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
-$12.1K |
| 5 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.02M | +$308K | +15,367 | +42% |
|
|
2
LPL Financial
San Diego,
California
| $932K | -$114K | -5,693 | -11% |
|
|
SAM
3
SignalPoint Asset Management
Springfield,
Missouri
| $649K | +$664K | +33,104 | New |
|
|
FAIM
4
Financial Advocates Investment Management
Olympia,
Washington
| $312K | +$37K | +1,846 | +13% |
|
|
LFAS
5
Level Four Advisory Services
Dallas,
Texas
| $270K | -$114K | -5,687 | -29% |
|
|
GWM
6
Geneos Wealth Management
Englewood,
Colorado
| $49K | – | – | – |
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $45K | -$962 | -48 | -2% |
|
|
8
Osaic Holdings
Scottsdale,
Arizona
| $37K | -$12.1K | -605 | -25% |
|
|
9
UBS Group
Zurich,
Switzerland
| $24K | +$21.7K | +1,082 | +902% |
|
|
APA
10
American Portfolios Advisors
Holbrook,
New York
| $6.96K | – | – | – |
|
|
11
Citadel Advisors
Miami,
Florida
| – | -$198K | -10,291 | Closed |
|
|
PAG
12
Private Advisor Group
Morristown,
New Jersey
| – | -$1K | -50 | Closed |
|
FSCS Hedge Fund Activity: Q3 2020 in Review
11 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Capital Strength ETF (FSCS) for Q3 2020, worth a combined $3.34M — up 23% from $2.73M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of FSCS and 1 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 3 added.
The largest buyer was SignalPoint Asset Management, opening a new position worth an estimated $664K. The largest seller was Citadel Advisors, exiting entirely with an estimated $198K sold.
- 11 institutional investors held First Trust SMID Capital Strength ETF (FSCS) as of Q3 2020, down from 12 in Q2 2020.
- Funds reported $3.34M of First Trust SMID Capital Strength ETF stock for Q3 2020, up 23% quarter-over-quarter.
- 1 fund opened new First Trust SMID Capital Strength ETF positions in Q3 2020 and 2 closed out, a net change of -1 holder.
- The largest First Trust SMID Capital Strength ETF buyer in Q3 2020 was SignalPoint Asset Management, an estimated $664K added.
- The largest First Trust SMID Capital Strength ETF seller in Q3 2020 was Citadel Advisors, an estimated $198K sold.
Based on aggregated 13F filings for Q3 2020.