First Trust SMID Capital Strength ETF
FSCS
11 hedge funds and large institutions have $15.4M invested in First Trust SMID Capital Strength ETF in 2023 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 2 closing their positions.
22% more capital invested
Capital invested by funds: $12.6M → $15.4M (+$2.82M)
0.43% more ownership
Funds ownership: 70.09% → 70.52% (+0.43%)
15% less funds holding
Funds holding: 13 → 11 (-2)
20% less repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 5
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$911K |
| 2 |
LPL Financial
San Diego,
California
|
+$584K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$2.91K |
| 4 |
FPWM
FSB Premier Wealth Management
Waterloo,
Iowa
|
+$28 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OIA
OneDigital Investment Advisors
Overland Park,
Kansas
|
-$309K |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
-$57K |
| 3 |
AWS
Atria Wealth Solutions
New York
|
-$35.6K |
| 4 |
Mariner
Overland Park,
Kansas
|
-$11.6K |
| 5 |
GRP
Global Retirement Partners
San Rafael,
California
|
-$1.36K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
LPL Financial
San Diego,
California
| $12.4M | +$584K | +20,661 | +5% |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.49M | +$911K | +32,246 | +208% |
|
|
FPWM
3
FSB Premier Wealth Management
Waterloo,
Iowa
| $613K | +$28 | +1 | +0% |
|
|
AWS
4
Atria Wealth Solutions
New York
| $267K | -$35.6K | -1,261 | -13% |
|
|
5
Mariner
Overland Park,
Kansas
| $222K | -$11.6K | -411 | -5% |
|
|
6
Osaic Holdings
Scottsdale,
Arizona
| $127K | -$57K | -2,019 | -33% |
|
|
GRP
7
Global Retirement Partners
San Rafael,
California
| $62.5K | -$1.36K | -48 | -2% |
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| $52K | -$706 | -25 | -1% |
|
|
9
UBS Group
Zurich,
Switzerland
| $43.5K | +$2.91K | +103 | +8% |
|
|
GWM
10
Geneos Wealth Management
Englewood,
Colorado
| $34.3K | – | – | – |
|
|
HI
11
Harbour Investments
Madison,
Wisconsin
| $26.7K | – | – | – |
|
12
Wells Fargo
San Francisco,
California
| $15 | -$28 | -1 | Closed |
|
|
OIA
13
OneDigital Investment Advisors
Overland Park,
Kansas
| – | -$309K | -11,200 | Closed |
|
FSCS Hedge Fund Activity: Q4 2023 in Review
11 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Capital Strength ETF (FSCS) for Q4 2023, worth a combined $15.4M — up 22% from $12.6M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of FSCS and 0 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 4 added.
The largest buyer was Susquehanna International Group, adding an estimated $911K. The largest seller was OneDigital Investment Advisors, exiting entirely with an estimated $309K sold.
- 11 institutional investors held First Trust SMID Capital Strength ETF (FSCS) as of Q4 2023, down from 13 in Q3 2023.
- Funds reported $15.4M of First Trust SMID Capital Strength ETF stock for Q4 2023, up 22% quarter-over-quarter.
- 0 funds opened new First Trust SMID Capital Strength ETF positions in Q4 2023 and 2 closed out, a net change of -2 holders.
- The largest First Trust SMID Capital Strength ETF buyer in Q4 2023 was Susquehanna International Group, an estimated $911K added.
- The largest First Trust SMID Capital Strength ETF seller in Q4 2023 was OneDigital Investment Advisors, an estimated $309K sold.
Based on aggregated 13F filings for Q4 2023.