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FSCS

First Trust SMID Capital Strength ETF
FSCS

16 hedge funds and large institutions have $8.82M invested in First Trust SMID Capital Strength ETF in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more capital invested

Capital invested by funds: $3.34M → $8.82M (+$5.48M)

45% more funds holding

Funds holding: 11 → 16 (+5)

33.99% more ownership

Funds ownership: 26.24% → 60.23% (+34%)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

Holders
16
Holders Change
+5
Holders Change %
+45.45%
% of All Funds
0.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
4
Reduced
5
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SAM
SignalPoint Asset Management
Missouri
+$345K
2
AIP
Ahrens Investment Partners
Louisiana
+$219K
3
IA
IFG Advisory
Georgia
+$196K
4
SB
Strategic Blueprint
Georgia
+$192K
5
LPL Financial
LPL Financial
California
+$81.3K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$595K
2
LFAS
Level Four Advisory Services
Texas
-$25.8K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.72K
4
Osaic Holdings
Osaic Holdings
Arizona
-$3.09K
5
UBS Group
UBS Group
Switzerland
-$1.32K
Name Holding Trade Value Shares
Change 		Change in
Stake
FPWM
1
FSB Premier Wealth Management
Iowa
$4.21M +$3.86M +172,567 New
LPL Financial
2
LPL Financial
California
$1.25M +$81.3K +3,633 +8%
SAM
3
SignalPoint Asset Management
Missouri
$1.18M +$345K +15,408 +47%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$615K -$595K -26,614 -51%
FAIM
5
Financial Advocates Investment Management
Washington
$390K +$1.12K +50 +0.3%
LFAS
6
Level Four Advisory Services
Texas
$308K -$25.8K -1,151 -8%
AIP
7
Ahrens Investment Partners
Louisiana
$239K +$219K +9,794 New
IA
8
IFG Advisory
Georgia
$214K +$196K +8,780 New
SB
9
Strategic Blueprint
Georgia
$209K +$192K +8,563 New
GWM
10
Geneos Wealth Management
Colorado
$72K – – –
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$46K -$8.72K -390 -17%
Osaic Holdings
12
Osaic Holdings
Arizona
$42K -$3.09K -138 -7%
UBS Group
13
UBS Group
Switzerland
$28K -$1.32K -59 -5%
WWMSC
14
Wagner Wealth Management (South Carolina)
South Carolina
$9K +$8.3K +371 New
APA
15
American Portfolios Advisors
New York
$8.65K – – –
Wells Fargo
16
Wells Fargo
California
– +$22 +1 +100%

FSCS Hedge Fund Activity: Q4 2020 in Review

16 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Capital Strength ETF (FSCS) for Q4 2020, worth a combined $8.82M — up 164% from $3.34M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FSCS positions and 0 closed out — a net gain of 5 holders — while 4 added to existing stakes and 5 trimmed.

The largest buyer was SignalPoint Asset Management, adding an estimated $345K. The largest seller was Susquehanna International Group, cutting an estimated $595K.

  • 16 institutional investors held First Trust SMID Capital Strength ETF (FSCS) as of Q4 2020, up from 11 in Q3 2020.
  • Funds reported $8.82M of First Trust SMID Capital Strength ETF stock for Q4 2020, up 164% quarter-over-quarter.
  • 5 funds opened new First Trust SMID Capital Strength ETF positions in Q4 2020 and 0 closed out, a net change of +5 holders.
  • The largest First Trust SMID Capital Strength ETF buyer in Q4 2020 was SignalPoint Asset Management, an estimated $345K added.
  • The largest First Trust SMID Capital Strength ETF seller in Q4 2020 was Susquehanna International Group, an estimated $595K sold.

Based on aggregated 13F filings for Q4 2020.