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FSAM

Fifth Street Asset Management Inc. Class A
FSAM

Delisted

FSAM was delisted on the 3rd of November, 2017.

Name Holding Trade Value Shares
Change
Change in
Stake
Mangrove Partners
1
Mangrove Partners
Connecticut
$2.82M – – –
SCM
2
Springhouse Capital Management
Connecticut
$2.32M – – –
Hotchkis & Wiley Capital Management
3
Hotchkis & Wiley Capital Management
California
$2.13M -$148K -38,356 -7%
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.09M +$10.3K +2,656 +1%
BlackRock Fund Advisors
5
BlackRock Fund Advisors
California
$731K +$30.7K +7,937 +5%
First Trust Capital Management
6
First Trust Capital Management
Illinois
$562K +$315K +81,510 +142%
Globeflex Capital
7
Globeflex Capital
California
$505K +$483K +124,908 New
GIM
8
Greenwich Investment Management
Connecticut
$451K +$5.22K +1,350 +1%
State Street
9
State Street
Massachusetts
$351K +$56.5K +14,611 +20%
Parametric Portfolio Associates
10
Parametric Portfolio Associates
Washington
$336K +$29.9K +7,740 +10%
Stonebridge Capital Management
11
Stonebridge Capital Management
California
$303K -$193K -49,955 -40%
Renaissance Technologies
12
Renaissance Technologies
New York
$284K +$90.1K +23,300 +50%
JP Morgan Chase
13
JP Morgan Chase
New York
$235K +$130K +33,499 +136%
BlackRock Institutional Trust
14
BlackRock Institutional Trust
California
$218K -$2.46K -637 -1%
Northern Trust
15
Northern Trust
Illinois
$205K -$5.59K -1,445 -3%
Orinda Asset Management
16
Orinda Asset Management
California
$176K +$223K +57,600 New
Geode Capital Management
17
Geode Capital Management
Massachusetts
$158K +$3.19K +824 +2%
SG Americas Securities
18
SG Americas Securities
New York
$124K -$554K -143,405 -82%
Societe Generale
19
Societe Generale
$124K +$119K +30,680 New
Global Endowment Management
20
Global Endowment Management
North Carolina
$91K – – –
Bank of New York Mellon
21
Bank of New York Mellon
New York
$91K +$4 +1 +0%
BlackRock Investment Management
22
BlackRock Investment Management
Delaware
$88K – – –
BPM
23
Bowling Portfolio Management
Ohio
$87K +$83K +21,471 New
Bank of America
24
Bank of America
North Carolina
$84K +$2.12K +547 +3%
Ohio Public Employees Retirement System (OPERS)
25
Ohio Public Employees Retirement System (OPERS)
Ohio
$61K -$19.3K -5,000 -25%