SG Americas Securities’s Fifth Street Asset Management Inc. Class A FSAM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-30,680	Closed	-$124K	–	3051
2016 Q2	$124K	Sell	30,680 -143,405	-82%	-$580K	﹤0.01%	1971
2016 Q1	$533K	Buy	+174,085	New	+$533K	﹤0.01%	1532